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    Equities Trade Processing Analyst - Mumbai, India - Citi

    Citi
    Citi Mumbai, India

    3 weeks ago

    citi background
    Full time
    Description

    The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.

    Responsibilities:

  • Client on-boarding for Institutional, Corporate and HNI Clients by complying with local regulatory requirements, Citi internal due-diligence requirements and Risk Based KYC norms. This entails risk categorization, documentation, sanctions screening, names screening and multi-layered escalations.
  • Managing the Equities trading and clearing Operations for Institutional clients viz., FIIs, MFs, Insurance Companies, FDIs and large corporates.
  • Support the team in managing the day to day activities in an effortless and error free manner.
  • Core processing of activities related to transaction processing, maintenances, Exchange reporting's, & other functions for BAU activities.
  • Stock Exchange and custodian Settlements, monitoring Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering initiatives.
  • Ensure compliance with regulatory guidelines and assist in regulatory and financial inspections
  • Perform operational activities for reconciliations and client reporting
  • Ensure meeting internal and regulatory Compliance and Control requirements of Citi.
  • Managing complex Operational Risk controls as per internal Citi standards.
  • Extend support to business in technology and process efficiencies initiatives and implement regulatory changes.
  • Qualifications:

  • 3-5 years of experience in Capital Markets specifically in brokerage operations
  • Consistently demonstrates clear and concise written and verbal communication skills
  • Education:

  • CA / MBA and preferably NISM certified
  • This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

    Job Family Group:

    Operations - Transaction Services

    Job Family:

    Securities and Derivatives Processing

    Time Type:

    Full time


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