Maheshkumar Umale

Seasoned executive with expertise in defining information technology strategy and road-map to drive digital transformation. Partner with key stakeholders, C-level executives, and senior decision-makers to align technology with business needs. Adept at leading cross-functional teams of direct and indirect reports.

Modernized HSBC’s GPB C&R Portfolio to meet DPA compliance across Swiss. Lux, Channel Island, US, UK, France, Germany

Modernization and transformation planning/road-map of Governance Risk and Compliance(GRC) & Legal and Regulatory compliance Portfolio, across bank and investment firms across US and EU

Experience of leading Digital transformation initiatives from conceptualization through to implementation realizing the Business/IT strategy.  

Achievements :

• Delivered DPA Global Standard program -modernized AML systems for EU and USA.
• Digitized Client OnBoarding System across US,UK,Swiss with seamless integration with CRM, EDMS(document management),Negative News Screening, Client Risk Rating, Oracle Watchlist screening
• Delivered 18 month plan for modernization and consolidation of GRC tooling in Fidelity (Archer platform)
• Digital transformation roadmap for architecture simplification of investigation and case management lifecycle with fraud detection and procuring new investigation workbench for end to end investigation and reporting for LRC.
• Delivered solutions for strategic programs across Risk and Compliance.  
• Defined and delivered IT strategy and capabilities across the enterprise for Compliance and Regulatory Portfolio for HSBC GPB. 
• Led Architecture and IT governance practice with continuous adaptation to AGILE and organization change.  
• Upgraded Group AML (Norkom) system to use Cloud Ready NetReveal AML Suite. 
• Trade surveillance system (TradeHub) Platform-MAST  transformation and upgrade
• EU PSD2(Payment Service Directive)-open banking adaptation for Luxembourg
• Data Aggregation, consolidation and reconciliation of multi region and multi country regulatory data 
• BlockChain based Trade-Finance PoC for Letter of Credit  - on CORDA-R3 platform 

PoC on ChatGPT for GRC/LRC compliance 

B.E. [Computer Science and Engineering], Amravati University-2003

Licenses & certifications:

Digital Transformation University of Virginia, BCG Credential ID C6R7XBUQHZM9

AWS Certified Solutions Architect – Associate AWS

Leading SAFe 5.1 Scaled Agile, Inc. Credential ID 03703900-0087

GCP Business Professional Accreditation Google Credential ID 03703900-0087

Architecting with Google Kubernetes Engine Coursera Credential ID 8ZPK79MV7JCA

Google Cloud Platform Fundamentals Coursera Credential ID BA4D5Y9YTMXT

Design Thinking for Digital Transformation   KPMG

Domain Driven Design Coursera