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Gandhinagar
Nilesh Malavia

Nilesh Malavia

Chief Compliance Officer

Legal

Gandhinagar, Gandhinagar

Social

About Nilesh Malavia:

  • Meeting & Interacting with the Regulatory Authorities (IFSCA FME Division) for setting up of Fund Management Entity, for carrying out Portfolio Management Services. Responding & Seeking approval from the Regulatory Authorities.
  • Application / Registration with IFSCA Administrator (SEZ Division) and seeking approval for various matters (Letter of Authority, Bond Cum Letter of Undertaking, Eligibility Certificate)
  • Applying various Registrations (GST, FIU portal, Import Export Code, Registration Cum Membership Certificate, etc.)
  • Responsibilities as a Principal Officer from FIU perspective
  • Drafting AML Policy / Procedures and Reviewing other policies from Regulatory perspective. 
  • Interacting with counterparties (Consultants, Accountant, Lawyers, Auditors)
  • Participated as a Panelist in AML Conference organized by London Stock Exchange Group in GIFT City  (Subject: AML – Name Screening)
  • To launch the funds within the Regulatory framework (WIP). 

Experience

Chief Compliance Officer - Caravella Asset Management (IFSC) Pvt Ltd

Education

Chartered Accountant 

CFA - ICFAI

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