Reshma Modgi

Competent professional having 2+ years of experience with AML KYC Domain. Looking for better opportunity within same domain

• Performing Global AML KYC review on Multiple types of entities including but not limited to  Public operating companies ,Regulated entities, SPV, Registered Securities Broker dealers, Private Funds, Hedge Funds, Publicly Listed entities Etc.
• Performing Internal and External research to complete the due diligence required via external public sources as well as regulators and company registers.
• Performing client outreach to obtain certain information to complete the KYC review.
• Performing individual and entity screening against PEP and adverse media. 
• Supporting team in training program for new joiners.
• Assisting manager in team production reporting.

IBM INDIA PVT LTD 

DESIGNATION – RISK AND COMPLIANCE ANALYST  (INDIA - PUNE//KYC AML ANALYST)

DURATION – April 2021 – December 2022

• AML KYC Review as part of FCA Reporting.
• End to End KYC Remediation of the different types of entity Business account such as Sole trader, Limited Company, Unincorporated Partnerships and Unincorporated associations.
• Core responsible for handling severe escalations received by the verified customer and providing the valuable solutions.
• Analyzing and understanding the different types of business and customer business accounts for reviewing the current position on the authenticity and reliability of the current customer data.
• Decision making on the risk reliability of the bank on the customer data.
• Analyzing customer banking behavior to ascertain the normal and abnormal activity in customer account.
• External internet search review for adverse media news to understand the customer business and risk associated with it.
• As part of BAU have prepared investigation reports ascertaining the customer banking behavior and level of transparency in transactions carried out by the customer over period of time.

EDUCATION: Master in Commerce