beBee background
Professionals
>
Mumbai
smruti more

smruti more

Compliance & Due Diligence: AML, KYC, CDD, EDD

Accounting / Finance

Mumbai, Maharashtra

Social

About smruti more:

A seasoned financial professional currently serving as Deputy Manager at NSE, Responsibilities include managing trading member databases, issuing SEBI guidelines, handling member queries, and ensuring regulatory compliance. Collaborates with authorities on cases & handling SEBI/Exchange investigations Previously, I gained over 3 years of experience in AML compliance, KYC processes, and enhanced due diligence. I handled KYC procedures across global regions (EMEA, USA, UK, Asia), maintaining a 99% quality track record while managing AML, KYC, and CDD processes for both corporate and individual clients.

Experience

A seasoned financial professional currently serving as Deputy Manager at NSE, Responsibilities include managing trading member databases, issuing SEBI guidelines, handling member queries, and ensuring regulatory compliance. Collaborates with authorities on cases & handling SEBI/Exchange investigations Previously, I gained over 3 years of experience in AML compliance, KYC processes, and enhanced due diligence. I handled KYC procedures across global regions (EMEA, USA, UK, Asia), maintaining a 99% quality track record while managing AML, KYC, and CDD processes for both corporate and individual clients..

Education

MBA/PGDM - Finance SIES College of Management Studies (SIESCMS), 2019 GPA: 3.04/4 

B.Com - Commerce SMT C.H.M College, 2016 Grade: 73%

Professionals in the same Accounting / Finance sector as smruti more

Professionals from different sectors near Mumbai, Maharashtra

Other users who are called smruti

Jobs near Mumbai, Maharashtra

  • KYC -AML Analyst

    3 weeks ago

    Teleperformance (TP) Mumbai

    A detail-oriented AML/KYC Analyst sought by our team at Malad office. Strong understanding of regulatory requirements & risk management required. · Bachelors degree in Finance,Law,Business Administration or related field. · Minimum 1 year relevant experience in AML/KYC compliance ...

  • Aml And Kyc Analyst

    1 month ago

    Shining Stars Institution & travels Navi Mumbai

    We are hiring for KYC AML Analyst who have experience in this field to join our team. · Conduct customer due diligence (CDD) and enhanced due diligence (EDD) for new and existing clients. · Review and verify identity documents financial statements other required KYC documents. · ...

  • Fraud Analyst-AML/KYC

    3 weeks ago

    Teleperformance (TP) Mumbai

    We are seeking a detail-oriented and analytical Fraud Analyst to join our team in Mumbai. ...

See jobs in Mumbai, Maharashtra