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smruti more

smruti more

Compliance & Due Diligence: AML, KYC, CDD, EDD

Accounting / Finance

Mumbai, Maharashtra

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About smruti more:

A seasoned financial professional currently serving as Deputy Manager at NSE, Responsibilities include managing trading member databases, issuing SEBI guidelines, handling member queries, and ensuring regulatory compliance. Collaborates with authorities on cases & handling SEBI/Exchange investigations Previously, I gained over 3 years of experience in AML compliance, KYC processes, and enhanced due diligence. I handled KYC procedures across global regions (EMEA, USA, UK, Asia), maintaining a 99% quality track record while managing AML, KYC, and CDD processes for both corporate and individual clients.

Experience

A seasoned financial professional currently serving as Deputy Manager at NSE, Responsibilities include managing trading member databases, issuing SEBI guidelines, handling member queries, and ensuring regulatory compliance. Collaborates with authorities on cases & handling SEBI/Exchange investigations Previously, I gained over 3 years of experience in AML compliance, KYC processes, and enhanced due diligence. I handled KYC procedures across global regions (EMEA, USA, UK, Asia), maintaining a 99% quality track record while managing AML, KYC, and CDD processes for both corporate and individual clients..

Education

MBA/PGDM - Finance SIES College of Management Studies (SIESCMS), 2019 GPA: 3.04/4 

B.Com - Commerce SMT C.H.M College, 2016 Grade: 73%

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