Trupti Modi

Over 20 years of financial management experience and proven track-record in the following areas
especially in the Banking and Financial sector. 
Fraud and Risk Analytics
ELearning, Training and Development
Branch Operations, Private Banker & Bank Back Office Operations

Area of Expertise

 Capability to conduct end to end analysis of frauds committed across channels
 Ability to identify process gaps and to plug them through process revision or by implementing system
or manual controls
 Driving induction, compliance and all classroom trainings for Bank and its divisions.
 Instrumental in drafting and implementing processes based on the regulatory banking operations.
 Ensuring all the operational issues are achieved as per the audit
 Managing and leading team members, holding review meetings to monitor progress

Analyzing all the frauds incidents reported to identify distinct trend, modus of operandi and
propose process revision to avert future incidents.
 Timely reporting of frauds to regulators along with RAR, IR, DPS, ISE & Adhoc requirements.
 Supporting investigation team to ensure accurate and timely completion of investigations, coordinate
for taking necessary actions for further reporting to the regulators.
 Identification of common point of compromises for various types of frauds, process lapses and
release learning series to avert future such incidents.
 Conducting last mile on the internal control reports highlighting regulatory violation.
 Preparation of Dashboards & Presentations on the analysis of frauds, various internal control
processes or regulatory items and presenting to the Board.
 Working on the process flows to be built into the systems for faster data extraction and analysis.
 Also worked as Content Planning and Designing of various e learning courses (internally &
externally) in the form of Comic Strips, CBTs and Videos on products and processes of the Bank.
 Also worked as Branch Operations Manager taking care of the daily branch operations and ensuring
100% process complied.
Have achieved awards for 100% complied in Compliance & Regulatory Reporting, Customer Service
Excellence Award, Excellence Certificates for driving Term Deposit and 5star Audit.

 Masters in Commerce from Mumbai University in 2001
 Post Graduate Diploma in Financial Management from Welingkar's Institute of Management in
2003
 Diploma in Computer Applications from NIIT in 1997
 Instructional Designing course from SNDT in 2017