PHI - Executive – Secretarial & Compliance - Mumbai City

Job Role: Company Secretarial and SEBI Compliances · Reporting: Compliance Officer · Location: Mumbai · Key Responsibilities: · a) Assist in monitoring compliance of the SEBI Mutual Fund Regulations and timely reporting by MF/AMC and exceptions thereto, to SEBI, Board of AMC and ...

The Company Secretary and Compliance Officer will be responsible for · handling and ensuring updated regulatory compliance status, for NBFC from RBI perspective. · Maintenance of Minute books & Meeting records · Research & Review provisions applicable for the business activities ...

We are a high-integrity, high-growth NBFC with gold loans at our core. Governance is not just a department its our foundation. We're building for scale, but never at the cost of compliance. · ...

Role & Responsibilities · Responsible for filing and registering any documents including forms, returns, and others on behalf of the Company. · Preparing Notices and Minutes of the Board and General meetings and ensuring follow-up actions. · Managing all tasks related to Securiti ...

Ensures compliance to mandatory guidelines coordination with directors and other stakeholders and articulating the correct communication after analyzing the guidelines to ensure alignment of the Company strategies or plans with Compliance. · ...

Compliance to SEBI (MF) regulations, RBI Act, FDI norms, AMFI and MF Reporting as per SEBI/RBI/PMLA. · ...

This Compliance Risk & Trustee Officer will support the Trustee Company and AMC in complying with SEBI (Mutual Fund) Regulations, · securities and corporate laws. · LLB · , CS · - Monitor compliance with SEBI MF Regulations, · circulars, · Companies Act · & securities laws.,Tack ...

A highly experienced Associate Company Secretary is required to oversee secretarial audits, provide corporate governance advice and support with transaction advisory services. · ...

This is a full-time on-site role located in Borivali for a Company Secretary - Fresher. · handling compliance reporting · maintaining statutory records · ...

Company Description · We suggest you enter details here. · Role Description · This is a full-time hybrid role for 2 Company Secretaries. The role is based in Borivali, with flexibility for some work-from-home options. The Company Secretaries will be responsible for ensuring corpo ...

Companies Act and Compliance Officer for SEBI leading organization IPO ready. · ...

Serving as the chief advisor to the Board on corporate governance and compliance matters. · ...

We are looking for a Company Secretary cum Compliance role based in Mumbai location. · Qualified Company Secretary Member of the Institute of Company Secretaries of India (ICSI). · 3 years of post-qualification experience, preferably within the financial services sector (NBFC or ...

The Head Company Secretary will assist the Chairman and Board to ensure good governance and compliance with Companies Act and Secretarial Standards.Assist in ensuring that the Board functions efficiently. · Facilitate communication between Board Committees Senior Management Share ...

The Deputy Company Secretary will ensure compliance with various regulatory bodies such as SEBI Listing Regulations and RBI SBR Directions for NBFCs. · CS qualification · ...

The candidate will be responsible for handling routine periodic compliances under SEBI Laws and Companies Act, 2013; monitoring regulatory updates to ensure accurate and timely implementation of applicable changes. · ResponsibilitiesHandling routine periodic compliances under SEB ...

Role : Company SecretaryExperience : 6 to 8 yearsQualification : CSLocation : Lower ParelHandle end-to-end secretarial compliance for listed companies in accordance with the Companies Act, 2013Manage IPO-related compliances including drafting and filing of offer documents liaison ...

The Company Secretary will be responsible for corporate governance and compliance, ensuring adherence to regulatory requirements. They will manage filings and submissions with authorities, maintain statutory registers, and support board meetings. · ...

This role involves assisting with financial and accounting management, tax-related tasks, business advisory services, and compliance reporting. · ...

This role involves assisting with financial and accounting management tax-related tasks business advisory services and compliance reporting. Key skills include Financial and Accounting Management skills including preparing financial statements conducting audits · Tax-related skil ...