Compliance Officer - Gandhinagar - Ambit Private Limited

Job summary · Compliance Officer · Key Responsibilities: Draft and maintain Compliance Manual, Compliance Monitoring Programme (CMP), and Compliance Calendar. Conduct AML Business Risk Assessment & grey geography checks. Support concurrent internal audits. · Draft, maintain, and ...

The Compliance Officer will be responsible for overall compliance with IFSC regulations, corporate laws, · and other regulatory frameworks. · ...

The Compliance Officer will be responsible for owning the end-to-end compliance framework for the Company's Broker-Dealer operations in GIFT City (IFSC). The role ensures full adherence to IFSCA regulations, AML/PMLA/KYC norms, exchange requirements, and all audit and regulatory ...

AComplianceOfficer will oversee regulatory compliance with SEBI AIF Regulations IFSC GIFT City mandates RBI guidelines FEMA regulations concerning inbound outbound investments including reporting of FDI ODI and FPI flows Ensure fund entity adheres to all statutory requirements un ...

The Compliance Officer will serve as the primary liaison with regulatory bodies. · Min.2 years of experience · Master's or certifications (CS, LLB) preferred. · ...

We are a new and growing back-office support company providing payroll, · compliance and operational services to UK and international clients in · the staffing and recruitment sector. · The Compliance Officer is responsible for managing the end-to-end compliance · and onboarding ...

We are seeking a Compliance Officer to join our team at GIFT IFSC Gandhinagar. · The ideal candidate will have experience in securities/financial services and be able to ensure regulatory compliance with IFSCA/FME framework. · Key responsibilities include maintaining statutory re ...

Job Overview: · The Compliance Officer will oversee regulatory compliance for International Financial Services Centres Authority (Capital market) / SEBI (Stockbrokers) Regulations. · Ensure adherence to client on-boarding, KYC, CKYC, AML FATCA requirements. · ...

The Compliance Officer will ensure end-to-end compliance with IFSC regulations and corporate laws. · Bachelor's degree in Law, Finance or Commerce · Professional credentials desirable (CA / CS / CFA / MBA) · ...

Be part of a dynamic team that ensures our operations meet the highest standards of compliance. · Responsible for implementation of compliance framework for IBU and providing Compliance Conduct and Operational Risk (CCOR) coverage to IBU. · Implement the firm's AML & CFT programm ...

This is a job summary. · Handling regulatory compliances of IFSCA as applicable to a finance company and corporate agent. · ...

Be part of a dynamic team that ensures our operations meet the highest standards of compliance. · ...

The role involves ensuring regulatory compliance in the securities market and preparing accurate reports as required by SEBI and IFSCA. The ideal candidate should have a good understanding of regulatory and legal affairs of SEBI compliances. · ...

The Compliance Officer will be responsible for owning the end-to-end compliance framework for the Company's Broker-Dealer operations in GIFT City (IFSC). · ...

The Compliance Officer is responsible for managing the end-to-end compliance and onboarding process for candidates. · ...

We're building the future of investing — simple, powerful and for everyone. We're one of India's fastest-growing fintech platforms backed by the best in the business including Mr. Ratan Tata and Tiger Global on a mission to make wealth creation accessible to every Indian. ...

The Compliance Officer is responsible for managing the end-to-end compliance and onboarding process for candidates. The role ensures that candidates meet all required vetting, training, and regulatory standards. · ...

The Compliance Officer will be responsible for ensuring compliance with International Financial Services Centres Authority (Capital market) / SEBI (Stockbrokers) Regulations and relevant exchange circulars. · Regulatory & Compliance Oversight · Sales & Distribution Compliance · ...

We're Hiring | Compliance Officer / Executive Kataria Group – AhmedabadKataria Group a reputed name in the Automobile Industry is looking for a detail-oriented Compliance Officer / Executive with strong expertise in payroll and statutory compliance If you're passionate about accu ...

We are hiring a senior compliance officer with end-to-end ownership of broking compliance across retail and institutional operations.This position requires hands-on control of client compliance, depository operations trading member obligations RMS oversight regulatory reporting a ...