Senior Compliance Analyst - Mumbai City

++The Compliance Analyst will be responsible for compliance testing of RBI issued guidelines and executing onsite client facing BFSI engagements. · +Review regulatory directions applicable to Banking & Insurance clients. · Identify regulatory expectations, risks, and control req ...

We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring. · Closely coordinate with the Financial Services Compliance ...

This is your chance to work with the people who leading the way in establishing effective corporate governance and owning the cloud revolution. · ...

We are looking for a Compliance & Ethics Analyst for India to join our team.This role plays an instrumental part in redefining corporate governance and owning the cloud revolution. · Monitor and administer all compliance matters up to its closure. · Generate quarterly Global Comp ...

The Bank is required to continuously monitor, interpret, and ensure compliance with regulatory controls issued by the Reserve Bank of India (RBI). To strengthen regulatory compliance and assurance, the Bank intends to onboard two experienced resources for compliance testing. · Th ...

Lead role in acquiring and managing meaningful relationships for customers. · ...

+The Compliance Analyst will be responsible for accurately processing administrative operations in a timely manner including phone calls, correspondence, administrative functions and emails. They will maintain relevant systems and data bases while ensuring compliance with legisla ...

The Bank is required to continuously monitor and ensure compliance with regulatory controls issued by the Reserve Bank of India (RBI) through Alerts and Advisories. · We intend to onboard two experienced resources for compliance testing. · ...

The Bank intends to onboard two experienced resources for compliance testing of RBI issued guidelines. ...

A detail-oriented professional to assist with the Company's review and submission of its Home Mortgage Disclosure Act (HMDA) LAR. · Graduate any discipline · Overall experience of 2+ years for SPE and 4+ years for SME in BPO from Mortgage Origination domain · ...

We are seeking a Compliance Technology Support professional to join our Legal, Risk & Compliance (LRC) Technology team in Mumbai. This role is primarily focused on the Pega platform supporting stability and day-to-day operations of critical compliance workflows. · Ares is committ ...

Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. · A minimum of 2 years' experience in compliance and/or reg ...

We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring. · ...

The Senior Analyst will be responsible for facilitating onboarding and training of new team members locally for respective Center of Expertise (CoEs) · Working with the Senior Compliance Manager to facilitate onboarding and training of new team members locally for respective Cent ...

The Compliance Associate/Analyst will be responsible for managing day-to-day compliance and anti-money laundering activities for WMC business. · ...

The Compliance and AML Analyst will support the Compliance function in ensuring adherence to regulatory and internal compliance requirements of the NBFC. · Ensure effective implementation of AML/CFT policies and procedures in line with PMLA , RBI Master Directions , and FIU-IND r ...

The Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests. · Support the implementation of operating procedures fo ...

The compliance analyst will be responsible for facilitating onboarding and training of new team members locally and working with the Assessment and Testing team to identify and develop testing protocols. · ...

The Analyst, Compliance Consulting role based in India supports the management of a portfolio of clients regulated by regulators in Hong Kong, Singapore, the United States, and other global regulators. The role involves supporting APAC licensing applications for financial institu ...

Ares is seeking a Compliance Technology Support professional to join their Legal, Risk & Compliance (LRC) Technology team in Mumbai. · ...

+Kroll is looking for a Compliance Consultant to assist financial services compliance and regulation practice in Mumbai. · + · ,+Undertake reviews following a risk-based approach,+Provide on the job and ad hoc advice and support to clients,+Draft reports for firms and internation ...