Finance & Compliance Manager - Mumbai

This is a full-time Compliance Manager role based in Mumbai overseeing regulatory frameworks, developing compliance policies, conducting risk assessments, and performing regular audits. Additional responsibilities include providing compliance guidance to employees and collaborati ...

A mid-level Compliance professional with 4–6 years of experience is needed to support the retail business in Mumbai. · reviewing and updating policies and proceduresmonitoring regulatory developmentssupporting the Chief Compliance Officeridentifying and mitigating compliance risk ...

The Senior Compliance Manager – FEMA & Trade is responsible for overseeing all compliance-related activities within the Retail Banking business. · ...

The Compliance Manager will oversee PAN-India regulatory, statutory, labour, POSH, safety, · and operational compliance for all retail showrooms. · Ensure showroom-level compliance with Shops & Establishment Act, · Labour Laws · ,Contract Labour Act and other retail-related regul ...

We are looking for a seasoned Compliance Manager Insurance to oversee regulatory compliance for its life, general, · and health insurance distribution business.Bachelors/Masters degree in Law, · Commerce, or related field. · Certifications in insurance laws or compliance are pref ...

We are seeking an experienced RBI Compliance Manager with strong domain expertise in FEMA, RBI regulations, · SEZ compliances and GIFT City regulatory frameworks. · Ensure full compliance with RBI Master Directions,Circulars,and Notifications relevant to the organization's operat ...

The Senior Compliance Manager – FEMA & Trade is responsible for overseeing all compliance-related activities within the Retail Banking business. · ...

+A global, digitally enabled business empowers people with their assets – safely, securely and responsibly. · ...

+To ensure the banks IT systems, processes, and infrastructure comply with applicable regulatory requirements, · internal policies, and industry standards. · +Bachelors degree in computer science.Familiarity with RBI IT guidelines. ...

This role bridges business needs with technical execution ensuring secure scalable and compliant platforms enhance operational efficiency customer experience. · Ensuring all core banking systems comply with internal policies regulatory standards industry best practices safeguardi ...

We are looking for an experienced Compliance Manager to oversee labour law compliance and coordination with labour authorities. · Mumbai · ...

We are looking for an experienced · Compliance Manager – HR & IR · to oversee statutory compliances, · labor laws, and industrial relations. · The role will ensure legal compliance, · smooth employee relations, · and effective coordination with government authorities. ...

The Compliance Manager will support the Head of Risk & Compliance in implementing, monitoring, and strengthening the Group Risk & Compliance Management Frameworks, · advising and guiding the business in meeting global, local, and regulatory obligations, · ensuring effective adapt ...

The Compliance Manager will be responsible for ensuring end-to-end regulatory legal and secretarial compliance for the organization. This position is critical in safeguarding the organization from regulatory legal and operational risks. · Education: LLB / LLM and/or Company Secre ...

We're Hiring | Compliance Manager – Capital Markets · Are you a compliance professional with strong exposure to SEBI regulations, exchange compliances, and investor grievance handling? This could be your next career move · Role Highlights:End-to-end management of regulatory & op ...

We are seeking an experienced Compliance Manager to oversee regulatory adherence, internal policy implementation, and compliance governance across business operations the ideal candidate should have strong knowledge of financial regulations risk controls and audit preparedness · ...

Independently manage reporting requirements to SEBI AMFI AMC / Trustee Board. Also cater to the reporting needs of the management as may arise from time to time. · Implementation of Policies around conflict of interest viz Gift & Entertainment Anti-bribery Outside Business Activi ...

The Compliance Manager will be responsible for ensuring end-to-end regulatory compliance. This position is critical in safeguarding the organization from regulatory risks. · Ensure compliance with all applicable laws and regulations. · Act as a key advisor to management on legal ...

We are seeking a highly experienced compliance professional with extensive expertise in U.S. SEC regulations to support a growing India-based compliance team for a SEC-registered investment advisor. · Elevate Your Impact Through Innovation and Learning · Evalueserve is a global l ...

A CM is responsible for developing, · implementing & maintaining ISO(QMS,EOMS ,ISMS),GDPR,D PDPA Compliance. · Duties include risk assessments, · creating and updating security policies, · managing audits,and driving actions · to improve overall Compliance.Proven experience in IS ...

We are seeking a Compliance Manager to join our team.The ideal candidate will have experience in Corporate Agency (LI/GI) Compliances. · ...