Interactive Brokers

Compliance Analyst - Sanctions (BB-D5946)

Found in: Talent IN

Job Description and ResponsibilitiesManage multiple queues of real-time transaction and reference data alerts against sanctions watch-lists administered by U.S. and international regulatory bodies.Perform complex case investigations sourcing data from multiple unrelated venues, including both proprietary and open sources.Draft reporting summaries for internal management and external regulatory audiences.Remain apprised of and interpret updates to U.S. and international economic and trade-based sanctions programs.Design, source and produce reporting metrics across multiple workflows and decision queuesProcess review and enhancement related to the referral, escalation and resolution of sanctions alerts in region and globally as required.Contribute new idea related to Sanctions and AML screenings. Required Qualification and Skills Bachelor's degree or higher with a major or concentration in Finance, Economics, Accounting, or Information Systems, etc.4-7 years of experience related to AML & Sanctions Compliance in financial services or other relevant industry.Strong knowledge of International Sanctions regimesKnowledge of Financial Crime Risk policies, Sanctions, AML and proceduresExperience gained in a leading broker, bank, regulator or professional services firmAwareness of financial market trading productsAn additional foreign language would be advantageous (e.g. German, French, Spanish, Chinese)Understanding of how technology is applied to business and regulatory issues.Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.Excellent writing and oral communication skills.AML certification such as ACAMS, CFE, CFCS is a plus.Good knowledge and experience of office tools like MS Outlook, MS Word, MS Excel etc. Company OverviewInteractive Brokers ("IBKR"), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.

calendar_today4 days ago


location_on Mumbai, India

work Interactive Brokers

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