- Conduct pre- and post-trade compliance checks to ensure adherence to SEBI AIF regulations, fund-specific limits, and investment guidelines.
- Periodically review exposures, drawdowns, and investor commitments against fund documents and regulatory thresholds.
- Prepare and file regulatory reports (SEBI monthly/quarterly filings, RBI/FEMA reports, etc.).
- Monitor ongoing compliance with SEBI AIF Regulations, Private Placement Memorandum (PPM), and internal policies.
- Assist in drafting, updating, and maintaining compliance checklists, SOPs, and dashboards.
- Support SEBI, internal, and statutory audits and inspections, providing relevant data and explanations.
- Coordinate with the fund administrator for daily/periodic NAV computation; review trial balances, valuations, and reconciliation reports.
- Ensure timely and accurate recording of fund transactions and expense allocations.
- Validate accruals, expenses, management fees, and performance fee computations as per fund agreements and PPM.
- Prepare and review financial statements, investor reports, and quarterly performance summaries.
- Liaise with auditors for annual audits, tax filings, and statutory reporting.
- Handle investor queries related to capital statements, taxation, and portfolio performance.
- CA / MBA (Finance) or equivalent professional qualification.
- 3-5 years of relevant experience in AIF / PMS / Mutual Fund operations or compliance.
- Sound knowledge of SEBI AIF Regulations, Companies Act, and AIF-related taxation.
- Ability to interpret and analyze financial reports and regulatory guidelines.
- Advanced Excel proficiency and comfort with financial data analysis.
- Strong attention to detail and ability to manage multiple priorities.
- Excellent written and verbal communication skills.
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Assistant Manager - Delhi NCR, Delhi - confidential
Description
Job Title: Assistant Manager – Compliance and Operations
Location: New Delhi, India
Position Overview
The Assistant Manager – Compliance and Operations will play a key role in managing the end-to-end operational workflow of the Category III AIF and ensuring regulatory compliance with SEBI, fund documentation, and internal governance standards.
This role requires a detail-oriented professional with a strong understanding of AIF/PMS operations, financial regulations, and reporting frameworks.
Key Responsibilities
Compliance:
Operations:
Qualifications & Skills
Education:
Experience:
Technical & Functional Skills:
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