Senior Associate - Mumbai, India - PwC

    PwC
    PwC Mumbai, India

    2 weeks ago

    PwC background
    Full time
    Description

    Description

    & SummaryA career within Internal Audit services, will provide you with an opportunity to gain an understanding of an organisation's objectives, regulatory and risk management environment, and the diverse needs of their critical stakeholders. We focus on helping organisations look deeper and see further considering areas like culture and behaviours to help improve and embed controls. In short, we seek to address the right risks and ultimately add value to their organisation.

    Governance, Risk and Compliance

    Investment Banking

    ~5 years of post-qualification work experience in Risk Management/Compliance/ Internal Audit
    Experience in Operational Risk Management (RCSA, KRI, Incident Management, Reporting, GRC etc.)
    within FS industry

    • Preferably consulting and industry background

    • Strong communications and stakeholder management skills

    • MBA/CA/CS background
    - Good understanding of capital market related products in fixed income, investment banking and/or
    global capital market products such as Derivatives (Listed Options, Futures, Rates, Credit, Equities and
    Structured Products), Bonds and Futures etc.
    Understanding of the trade lifecycle
    Attention to detail, good documentation and writing skills
    Team player with ability to work independently in a fast-paced environment and within a small team
    setting
    Strong analytical skills with ability to accurately and efficiently process information.
    1. operational risk and/or compliance risk,
    management framework - RCSA, Controls Testing, Obligations/ Compliance Plan, Internal Loss,
    KRI management, risk reporting, Third party risk
    2. Capital Markets & Investment Banking processes
    and products - Equities, Fixed Income, Derivatives etc
    3. Retail Banking , Corporate Banking
    4. First Line of Defence control testing, Second Line control test

    Investment banking, institutional securities, treasury, trade life cycle, front office , institutional
    broking, capital markets, derivatives, fixed incomes.

    Mandatory Skill Set- IA
    Preferred Skill Set- IA
    Year of experience required- 5
    Qualifications- CA, MBA, BE

    Education

    Degrees/Field of Study required:Degrees/Field of Study preferred:

    Certifications

    Required Skills

    Internal Auditing

    Optional Skills

    Desired Languages

    Travel Requirements

    Available for Work Visa Sponsorship?

    Government Clearance Required?

    Job Posting End Date