Senior Associate - Mumbai, India - PwC
Description
Description
& SummaryA career within Internal Audit services, will provide you with an opportunity to gain an understanding of an organisation's objectives, regulatory and risk management environment, and the diverse needs of their critical stakeholders. We focus on helping organisations look deeper and see further considering areas like culture and behaviours to help improve and embed controls. In short, we seek to address the right risks and ultimately add value to their organisation.Governance, Risk and Compliance
Investment Banking
~5 years of post-qualification work experience in Risk Management/Compliance/ Internal Audit
Experience in Operational Risk Management (RCSA, KRI, Incident Management, Reporting, GRC etc.)
within FS industry
• Preferably consulting and industry background
• Strong communications and stakeholder management skills
• MBA/CA/CS background
- Good understanding of capital market related products in fixed income, investment banking and/or
global capital market products such as Derivatives (Listed Options, Futures, Rates, Credit, Equities and
Structured Products), Bonds and Futures etc.
Understanding of the trade lifecycle
Attention to detail, good documentation and writing skills
Team player with ability to work independently in a fast-paced environment and within a small team
setting
Strong analytical skills with ability to accurately and efficiently process information.
1. operational risk and/or compliance risk,
management framework - RCSA, Controls Testing, Obligations/ Compliance Plan, Internal Loss,
KRI management, risk reporting, Third party risk
2. Capital Markets & Investment Banking processes
and products - Equities, Fixed Income, Derivatives etc
3. Retail Banking , Corporate Banking
4. First Line of Defence control testing, Second Line control test
Investment banking, institutional securities, treasury, trade life cycle, front office , institutional
broking, capital markets, derivatives, fixed incomes.
Mandatory Skill Set- IA
Preferred Skill Set- IA
Year of experience required- 5
Qualifications- CA, MBA, BE
Education
Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications
Required Skills
Internal AuditingOptional Skills
Desired Languages
Travel Requirements
Available for Work Visa Sponsorship?
Government Clearance Required?
Job Posting End Date