Compliance Analyst - pune

Compliance Analyst works with relationship managers to provide regulatory consulting services. · ...

This position works with relationship managers account owners and engagement leads to provide regulatory consulting services to investment advisers other firms in the investment industry Analysts are expected to proceed through the Analyst Training Program to gain industry releva ...

We are seeking a Compliance Analyst to join our growing India Compliance Review team, providing critical coverage across global time zones to help ensure 24x5 compliance review support for our U.S. and international operations. · ...

Weare hiringaComplianceAnalysttosupportU.S.-basedcompliancesdivisionsofleadingglobalfinancialinstitutions. · <li_Execute mock SEC exams and compliance program testing for SEC-registered investment advisers._<li_Review compliance documentation including AML, KYC/CIP, marketing mat ...

About ACA Group is recognized as the leading governance risk and compliance GRC advisor serving the financial services industry. · Aiding with the execution of clients' compliance program testing mock regulatory examinations and compliance program reviews including document prepa ...

This Compliance Analyst role involves implementing and maintaining compliance programs aligned with ISO 27001,SOC2 Type 2, GDPR, NIST,& DPDP Act requirements. · Assist in implementing,maintaining,& improving compliance programs · ...

This role will be part of our growing India Compliance Review team, providing critical coverage across global time zones to help ensure 24x5 compliance review support for our U.S. and international operations. · ...

The Compliance Analyst will participate in and ensure the successful execution of certain compliance reviews and consulting work conducted by ACA Group for clients. · Review clients' policies and other documents for potential regulatory issues · Assist with the scoping and plann ...

The Compliance Analyst will provide essential operational support for our global data privacy program within the Enterprise Compliance Risk Management (ECRM) team. Manage the end-to-end processing of Subject Rights Requests (SRRs) from intake and identity verification through to ...

The candidate must have experience in IT auditing,IT risk management or related fields. Must be CISA certified and proficient in MS Office Suite with experience in creating and presenting dashboards and reports. · Plan, execute and report on internal IT audits. · Evaluate the eff ...

+We are seeking a Compliance and Information Security Specialist to support and grow our compliance and privacy programs. · +Support compliance programs across ISO, SOC 2 Type II, CASA. · Maintain trackers, evidence sheets, and control status dashboards. · + ...

We are seeking a Compliance and Information Security Specialist to support and grow our compliance and privacy programs. · This role is hands-on; you will be responsible for implementing controls, monitoring compliance status, · and supporting certifications across industry stand ...

The key role of this position involves facilitating ISO and SOC 2 corporate-wide examinations, assisting special compliance projects, conducting testing to confirm efficiency and effectiveness of information system controls, managing IT Security Frameworks, collecting information ...

We are seeking a Compliance and Information Security Specialist to support and grow our compliance and privacy programs.This role is hands-on; you will be responsible for implementing controls, monitoring compliance status, and supporting certifications across industry standards. ...

The Legal and Compliance Analyst will be responsible for reviewing and vetting documents, clarifying contractual queries, monitoring email communications to prevent data leakage, and supporting the legal team with other legal work as required. · ...

The Compliance and Ethics Analyst will assist the Compliance and Ethics Team in administering Kohler Co.'s global third-party compliance program. · ...

The Legal Compliance Analyst will perform a holistic review of Sanction Screening / AML holds / Alerts to determine validity of match. They will conduct alert reviews to identify potential high-risk transactional activity and ensure timely reporting of suspicious transactions. · ...

The Chemical Compliance Analyst ensures that products and materials meet global chemical regulations, restricted substance requirements, and environmental standards. · ...

+Job summary · This position works with relationship managers, account owners, and engagement leads to provide regulatory consulting services to investment advisers and other firms in the investment industry. · +Conduct mock SEC examination testing and assessments, compliance pro ...

This position works with relationship managers, account owners, and engagement leads to provide regulatory consulting services to investment advisers and other firms in the investment industry. · Demonstrated professional integrity. · Dependable, flexible, and adaptable to new AC ...

We are expanding our security team and looking for a Security & Compliance Analyst to help build and maintain our organization's security framework.This role is designed to shift our security focus from reactive firefighting to proactive monitoring and compliance. · ...