Vice President Compliance - Pune, India - TresVista
Description
About TresVista
TresVista is a global enterprise offering a diversified portfolio of services that enables its clients to achieve resource optimization through leveraging an offshore capacity model. TresVista's services include investment diligence, industry research, valuation, fund administration, accounting, and data analytics. TresVista has 1,500 employees across offices in North America, Europe and Asia, providing high-caliber support and operating leverage to over 1,000 clients across geographies and asset classes, including asset managers, advisors, corporates, and entrepreneurs.
Department Overview
The compliance department at TresVista ensures that a business adheres to external rules and internal controls. They establish and implement contractual processes, standardize contracts, develop risk mitigation strategies, and conduct related audits to ensure that the firm's practices are fair, efficient, and transparent.
Roles and responsibility
Establishing and implementing contractual processes in compliance with laws, rules, and regulations
Establishing and implementing cloud security and IT security controls in compliance with laws, rules, and regulations
Staying abreast of regulatory laws relating to IT & Cybersecurity and ensuring compliance
Providing clarification/interpretations of guidelines to operational departments
Developing and reviewing policy documents for all major Cybersecurity processes
Access the environmental, operational and compliance risks on new products and processes and suggest alternative to mitigate the risks
Placing yearly half-yearly reports before the SVP/MD on the compliance failures /breaches by the operational departments & coordinate for rectification
Acting as a focal point on all matters relating to information security and disseminating regular information and advice when necessary to management and users
Developing, Designing, Modifying, and continually enhance the risk management strategy for the organization
Understanding the existing IT infrastructure and vulnerabilities associated with the IT, and all enabler functions
Recommending measures to address any risks or vulnerabilities, ensuring compliance with the specified standards or client mandates
Prerequisites
Good exposure to Contract Management, Risk Compliance & IT Compliance
Should have the below certifications: -
o CEH certification version 10 or above
o Cisco Certified Network Associate (CCNA) / CompTIA Security +
o Certified Information Systems Security Professional (CISSP)
o EC-Council Certified Incident Handler (ECIH)
o ISO 27001 Lead Auditor
Sound understanding of SOC II
Excellent command over written and spoken English
Ability to meet deadlines and good time management skills
Proficiency in Excel, PowerPoint, and a strong eye for detail
Self-starter with a strong work ethic and high energy levels
Ability to work well under pressure with tight deadlines while delivering high quality and output
Experience
8-12 years of experience. Experience in Compliance role with Investment Banking companies, Captives, 3rd parties
Education
B.Tech, M.Tech, BCA, MCA (Preferred) or MBA IT
Compensation
The compensation structure will be as per industry standard