Compliance Associate - Mumbai, India - Beacon trusteeship limited

Description

JOB Duty:

1. Prepare a compliance list required as per transactions

2. Follow-up and monitor pre and post compliance and covenants periodically

3. Work on general compliance activities of the trustee transactions

4. Prepare and review various SEBI regulatory reports/submissions, internal processes/policies, and other documents and ensure compliance with the internal and external regulatory frameworks

5. Obtain and review quarterly compliance reports (QCR) to clients

6. Work on the timely registration of charges with ROC, CERSAI and NeSL

7. Monitor security cover and issue consent/NOC/PARI PASSU letters when required

8. Work on obtaining and reviewing half-yearly certificates for listed issues

9. Track pending checklist documents and follow up for timely compliance

10. Review various due diligence reports from third parties such as valuation reports, CA certificates, etc.

11. Coordinate with clients, vendors, and professionals as applicable

Work Experience : 6 months - 2 Years

Location - Mumbai location preferred.

CS Interns can apply