Head - Compliance - Mumbai City

To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency derivative segment. · ...

The Head of Compliance will ensure that the organization operates in full accordance with legal and regulatory requirements. · Develop and implement a comprehensive compliance strategy. · Oversee the creation and regular updating of compliance policies and procedures. · ...

We are seeking a Head of Compliance to lead our governance and regulatory operations with precision, velocity, and zero deviation. As the Head of Compliance, you will lead Artha Groups enterprise-wide compliance framework across domestic and global fund structures. · We operate w ...

The Head of Compliance is responsible for ensuring the organization adheres to all regulatory requirements. Key Responsibilities · • Ensure compliance with applicable laws and regulations. · • Monitor changes in regulatory frameworks. · ...

Join JPMorgan Chase's India Compliance team as an Executive Director and play a pivotal role in shaping regulatory strategy for our Currency & Emerging Markets and Treasury businesses. · ...

The role requires someone with 12+ years of experience in REIT and InvIT compliances, SEBI Liasoning and the ability to manage compliance and secretarial functions across multiple subsidiaries and SPVs. · ...

To safeguard the Company against Regulatory/Compliance risks in its activities and operations related to BSE, NSE and Metropolitan exchange for cash, F&O segment, debt segment and currency derivative segment. · Candidates with broking and capital market exposure will be preferred ...

We are seeking a Head of Compliance to lead our governance and regulatory operations with precision, velocity, · and zero deviation. · In this role,you will establish robust compliance systems, · ensure timely reporting across regulators,elevate risk visibility · for leadership,a ...

The Compliance Officer is the principal, senior-level executive mandated to ensure adherence to all applicable laws, regulations and circulars. · ...

The Head of Compliance is responsible for ensuring the organization adheres to all regulatory, legal, and internal policy requirements. · Regulatory Compliance & Governance · Risk & Compliance Monitoring · ...

About Artha Group · A performance-led investment house managing over ₹1,250 crores across five fund platforms. · Key Responsibilities: · ...

Join JPMorgan Chase's India Compliance team as an Executive Director and play a pivotal role in shaping regulatory strategy for our Currency & Emerging Markets and Treasury businesses. · ...

This is a Compliance Head role that requires 8+ years of experience in Compliance (Legal & Secretarial) with qualifications including Company Secretary + LLB. · ...

Research PIP employee trading and conflicts monitor declarations preclearance restricted list dealing reports analyse exceptions draft SOPs prepare investigation notes support PIP risk reviews related-party assessments. · ...

Lead in country and support the AMEA Ethics and Compliance Officer in maintaining the local management of the Global Ethics and Compliance Program. · ...

Business sourcing and relationship management of sourcing channels , Co-ordination with internal stakeholders, End to End process coordination of loan disbursement Managing and motivating the sales team towards achieving targets. Responsible for empanelment of new dealers and res ...

This role leads the Compliance & Ethics (C&E) operations across India – both (i) BMS commercialization entity in Mumbai and (ii) center of excellence located in Hyderabad. The position drives a culture of integrity, ensures alignment with global compliance standards, and partners ...

Join JPMorgan Chase's India Compliance team as an Executive Director and play a pivotal role in shaping regulatory strategy for our Currency & Emerging Markets and Treasury businesses. · ...

To lead in country and support the AMEA Ethics and Compliance Officer in maintaining the local management of the Global Ethics and Compliance (E&C) Program including all supplementary local components and established processes to address additional locally specific risk relevant ...

This is a full-time on-site role for a Finance and Compliance Head located in Mumbai. · ...