Compliance Officer - Thane, Maharashtra

The Compliance Officer shall ensure that the Stock Broking Firm complies with all applicable provisions of the SEBI Act. · ...

We are looking for a Compliance Officer to oversee and enforce regulatory compliance throughout the organization. · ...

Contrive Tech Solutions is hiring an experienced HR Compliance Officer for our client. · Ensure compliance with all applicable labour laws and statutory regulations · Coordinate and manage PF, ESIC, and other statutory compliances · ...

We are seeking a highly experienced Chief Compliance Officer (CCO) to lead regulatory governance and ensure complete compliance across operations in the NBFC / Housing Finance ecosystem. · ...

The Compliance Officer serves as the Single Point of Contact for all compliance activities within the SEBI (Mutual Funds) Regulation with respect to MF Lite business (passive scheme). This role ensures strict adherence to regulatory guidelines, coordinates with directors and key ...

We are seeking a detail-oriented and experienced Compliance Officer to oversee and enforce regulatory compliance across the organization. · Develop, implement, and monitor compliance programs, policies, and internal controls · Ensure adherence to financial regulations, · industry ...

The Legal & Compliance Officer will be responsible for ensuring compliance with regulatory frameworks and providing legal guidance to the management team. · Qualified Company Secretary (CS) · ...

We are seeking a highly skilled and detail-oriented · Compliance Officer · to lead the identification, assessment, · and mitigation of risks, ...

The IT Compliance Officer reports to the Head of IT Audit Coordination APAC based in Singapore. · ...

We are looking for a Compliance professional to support the compliance function and ensure adherence to statutory and regulatory requirements applicable to an NBFC. · ...

The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. · The compliance officer responds to surveillance notices, · show cause notices,and adjudicating orders from SEBI,BSE,NSE,M CX,and CDSL. · ...

We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification, assessment, · and mitigation of risks, · and to ensure full compliance with applicable laws, · regulations, · and internal policies relevant to an NBFC operating in the fintech spac ...

We are looking for a highly skilled and experienced Compliance Officer to join our team at 1 Finance. · ...

The Compliance Officer serves as the Single Point of Contact for all compliance activities within the SEBI (Mutual Funds) Regulation with respect to MF Lite business (passive scheme). This role ensures strict adherence to regulatory guidelines, coordinates with directors and key ...

Manage Compliance aspects of Portfolio Management Services. Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws. · Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws. · Monitor and implement chan ...

Job summary · Our client, a leading Investment Bank is looking to hire a qualified Company Secretary with 6–10 years of post-qualification experience for their Mumbai Office. · ...

+This is a requirement for one of the Workassist Hiring Partner. · +Experience in handling SEBI related compliances either in AMC of any other financial institution · , Experience of handling RBI & IRDA related compliance will be preferred. · , Woking in compliance team of a Bank ...

The Compliance Officer will be responsible for end-to-end fund administration, investor servicing, compliance, and coordination with key stakeholders. The role requires strong regulatory understanding, financial acumen, and client-facing capability. · ...

A.P. Moller - Maersk is an integrated logistics company working to connect and simplify its customers' supply chains. · You will be responsible for screening and supporting the business and Maersk Compliance with Air and LCL shipment requests. · ...

In this role you will be responsible for leading the compliance function ensuring regulatory adherence managing SEBI interactions overseeing reporting and driving the compliance strategy across the organization. · ...