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- understanding of regulations and interpretations like Form N-Q, Form PF & CPO PQR reporting, AIFMD / Annex IV & SFTR (Knowledge of Regulatory Framework)
- & validating various regulatory reports that are required for submission/filings to Identify potential compliance risks and effectively escalate to appropriate individuals
- on experience in filing these reporting for large clients and good understanding of multiple asset classes and fund accounting
- will be responsible for obtaining data from Fund managers for preparation of regulatory filing requirements
- analyse the data and prepare the report including uploading and validating data where required and investigation of any ad-hoc issues
- liaising with the fund managers for consulting the regulation related queries
- monitor the regulatory updates from the SEC (Securities Exchange Commission), NFA (National Futures Association), ESMA etc
- interpret the regulations and ensure the system has been upgraded accordingly
- for the development of system automation.
- and stay knowledgeable of industry, regulatory, and accounting developments and issuance of new reporting requirement standards
- quality assurance is integral across all deliverables to ensure reporting is in compliance with the regulations
- Any graduate or masters in Finance & Accounting or Chartered Accountant
- 2-6yrs experience in Financial Services / Capital Markets Industry with min 2+yrs work experience in Regulatory Reporting
- Experience in working across country lines and operating in a global, multinational organization, ideally in a matrix structure
- Demonstrable accomplishments relating to organizational change activities in a fast-paced environment
- Willing to work in fast paced dynamic industry
- Positive attitude, team player, pro-active and ready to accept challenges High level of numeracy and literacy, attention to detail and well-developed analytical skills
- Excellent communication and presentation skills and ability to communicate across multiple region
Associate / Senior Associate - Regulatory Reporting - Mumbai, India - CSC
Description
Associate/Senior Associate, Regulatory Reporting
Location: Mumbai/Bangalore/Chennai
Department: Fund Services
Vacancy Type: Permanent
Work Timings: APAC/EMEA/Americas
Work Mode: Hybrid
The position:
This position is for a member of the client facing fund services team catering to Global Hedge Fund, Private Equity & Debt Fund clients. The fund services team deals with complex fund structures along with multiple asset classes across jurisdictions with specialized accounting services
Roles & Responsibilities:
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