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- Allocation
- Segregation
- Short Margin Reporting
- Short Allocation Reporting
- Inspections
- Internal Audit (Trading and DP both)
Compliance -Equity Markets-5 Days Working - Mumbai Suburban, India - MONEYLICIOUS INVESTMENTS AND CONSULTING SERVICES PRIVATE LIMITED
Description
A Large Stock Broker with branches all over India, is urgently hiring for Compliance Officer
Job Location - Goregaon East
Job Description:
Experience for Compliance in Equity Markets is mandatory
Major compliance-related tasks such as: