- Independently assess the firm's control environment and evaluate the effectiveness of management controls.
- Collaborate with business and audit technology colleagues to identify and assess risks.
- Lead and assist in all aspects of audits and audit activities, including risk assessments, planning, testing, report drafting, and issue documentation, validation, and closure.
- Develop deep knowledge of audit, regulations, technology, and their interaction within and across complex matrixed businesses and organizations.
- Foster relationships with clients and stakeholders in partnership to protect the firm.
- Identify new opportunities for use of automation, data analytics, and other technologies.
- Strong experience in Anti-Money Laundering (AML) and sanctions related processes. Experience in financial crime audits preferred.
- Knowledge of US laws, rules, and regulations such as Bank Secrecy Act (BSA), USA Patriot Act and OFAC.
- Clear understanding of automated controls and processes including interface testing and application controls.
- Ability to operate with professional skepticism, analytical and critical thinking, and a risk and control mindset.
- Skilled in explaining technical and complex processes and issues to non-technical audiences.
- + years of total work experience.
- Prior experience in audit or risk, preferably focused on applications.
- Degree in Accounting, Finance, or relevant critical thinking specialty such as MIS, Computer Science, Mathematics preferred.
- No direct reports.
- Fortune World's Most Admired Companies & Top for Diversity and Inclusion
- Bloomberg's Gender Equality Index (GEI)
- Human Rights Campaign Foundation, % score Corporate Equality Index
- , Disability: IN – % score
- Best Workplaces for Innovators, Fast Company
- CDP's Climate Change 'A List'
Vice President, Auditor - Pune, India - THE BANK OF NEW YORK MELLON CORPORATION
Description
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - % of the world's top banks work with us as we lead and serve our customers into the new era of digital.
With over years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we're approximately , employees across countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what LifeAtBNYMellon is all about.
We're seeking a future team member for the role of Senior Application Technology Auditor to join our Internal Audit team specializing in Compliance, Legal and Anti Money Laundering (AML) processes. This role is located in Pune/Chennai (Hybrid).
In this role, you'll make an impact in the following ways:
To be successful in this role, we're seeking the following:
At BNY Mellon, our inclusive culture speaks for itself. Here's a few of our awards:
Our Benefits:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.