Head of Legal Compliance - Gurugram, India - DotPe

Description

DotPe is scouting for Compliance Officer for it's Digital Lending product.

Responsibilities:

• Ensuring compliance with Companies Act, FEMA, RBI Regulations
• Understanding and complying to digital lending and other applicable guidelines
• Understanding of overall compliance landscape with respect to lending, insurance and platform & digital businesses
• Understanding of data privacy/customer data/franchise data usage norms
• Understanding of call center guidelines and applicability
• Overseeing documentation and finalizing various contracts, agreements, Negotiating, and Vetting Shareholders Agreements,
• Review and regular update of policies and procedures in view of new regulations including compliance manuals.
• Managing all Correspondence with the RBI by acting as a principal interface between the Company and RBI (eg. To manage the relationship with the regulator, coordinate when any regulatory approvals are needed, Coordinating efforts related to regulatory audits and reviews)
• Provide compliance opinions to the internal stakeholders on applicability of regulatory laws / guidelines in relation to activities of the Company (eg : customer communication in app, website or documents)
• Overseeing and monitoring the implementation of the compliance framework.
• Independently investigating and acting on matters related to compliance.
• Preparing and presenting clear and concise compliance reports to the management and timely escalations to the Leadership team on incidents of breaches and suggest corrective actions.

Requirements :

• CA / LLB with 7-11 years experience in the Compliance team of any NBFC / Fintech.
• Effective interpersonal skills to effectively communicate and coordinate complex issues and projects with diverse levels of management and employees (Stakeholder management)
• Conversant with RBI regulations applicable to Banks and NBFCs (apart from general knowledge of business processes followed by NBFC on-ground in relation to loan disbursements and repayments)
• Effective verbal and written communication.
• Should have good experience with Regulatory Compliance.
• Ability and willingness to single-handedly conduct all compliance-related functions.