CS and Compliance Officer - Mumbai

We are looking for a Compliance Officer to oversee and enforce regulatory compliance throughout the organization. · ...

We are seeking a detail-oriented and experienced Compliance Officer to oversee and enforce regulatory compliance across the organization. · Develop, implement, and monitor compliance programs, policies, and internal controls · Ensure adherence to financial regulations, · industry ...

We are seeking a highly skilled and detail-oriented · Compliance Officer · to lead the identification, assessment, · and mitigation of risks, ...

The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. · The compliance officer responds to surveillance notices, · show cause notices,and adjudicating orders from SEBI,BSE,NSE,M CX,and CDSL. · ...

The IT Compliance Officer reports to the Head of IT Audit Coordination APAC based in Singapore. · ...

The Compliance Officer serves as the Single Point of Contact for all compliance activities within the SEBI (Mutual Funds) Regulation with respect to MF Lite business (passive scheme). This role ensures strict adherence to regulatory guidelines, coordinates with directors and key ...

Manage Compliance aspects of Portfolio Management Services. Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws. · Ensure compliance with SEBI (Portfolio Managers) Regulations, 2020, and other applicable laws. · Monitor and implement chan ...

Job summary · Our client, a leading Investment Bank is looking to hire a qualified Company Secretary with 6–10 years of post-qualification experience for their Mumbai Office. · ...

+This is a requirement for one of the Workassist Hiring Partner. · +Experience in handling SEBI related compliances either in AMC of any other financial institution · , Experience of handling RBI & IRDA related compliance will be preferred. · , Woking in compliance team of a Bank ...

The Compliance Officer serves as the Single Point of Contact for all compliance activities within the SEBI (Mutual Funds) Regulation with respect to MF Lite business (passive scheme). This role ensures strict adherence to regulatory guidelines, coordinates with directors and key ...

We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification, assessment, · and mitigation of risks, · and to ensure full compliance with applicable laws, · regulations, · and internal policies relevant to an NBFC operating in the fintech spac ...

We are looking for a highly skilled and experienced Compliance Officer to join our team at 1 Finance. · ...

The Compliance Officer will be responsible for end-to-end fund administration, investor servicing, compliance, and coordination with key stakeholders. The role requires strong regulatory understanding, financial acumen, and client-facing capability. · ...

We are looking for a motivated Law Graduate (LLB) to assist in managing the compliance portal and supporting corporate legal functions. · Managing and updating the compliance portal and related records · Coordinating with teams, consultants, and authorities for compliance require ...

In this role you will be responsible for leading the compliance function ensuring regulatory adherence managing SEBI interactions overseeing reporting and driving the compliance strategy across the organization. · ...

Monitor site activities to ensure compliance with labor laws safety regulations and environmental standards. · ...

The compliance officer ensures company law. · The compliance officer monitors firm's day-to-day compliance with stock exchanges. · ...

The Compliance Officer will handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, prepare and file monthly returns with SEBI and Exchanges, · ensure full PIT compliance including SDD maintenance, · ...

We are hiring Statutory Compliance - Executive in Sakinaka, Andheri East. · Verify statutory registers for PF/ESIC and other statutory dues payment on time as per Wage register. · ...

Company Secretarial Functions Legal Regulatory Compliance Stock Broking Bullion Trading Legal Regulatory Compliance Stock Broking Bullion Trading Strategic Advisory Role. · ...

This position offers an excellent opportunity for individuals with a keen interest in corporate governance and compliance to develop their skills and contribute to the growth and success of our organization. · ...