Associate, Compliance - Mumbai City

This position supports EDR and US lit attorneys in analyzing regulatory inquiries and preparing draft responses. · Analyze regulatory inquiries relating to customer complaints. · Prepare draft responses under the supervision of an attorney in the US. · ...

Newfold Digital is hiring a Compliance Associate to verify documents received as proof of account ownership. · ...

Company Description · Third Bridge is a market-leading investment research firm. We provide private equity firms, hedge funds and strategy consultants with the information that they need to understand the value of their investment opportunities. · We provide integrated solutions ...

This opportunity is driven by people who possess strong academic achievements and 3-5 years of experience in financial services compliance. It requires knowledge of global asset management legal and regulatory compliance, risk management, industry policy best practices. The role ...

About Artha Group: · Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General ...

Content compliance professional ensuring content compliance across all acquired and original programming by proactively identifying regulatory and legal risks. · Vetting all short and long form content for potential violations of compliance code. · Daily coordination with various ...

The Compliance Screening Associate will play a critical role in execution and supervision of the KYC process in line with FCP Program requirements. · Specific responsibilities include but are not limited to directly liaising with investment professionals and analyzing findings an ...

The Compliance Associate will join our team to work on compliance projects, testing/risk assessments, and advising business/engineering teams on regulatory matters. · Responsibilities · Monitoring RBI compliances applicable to middle layer NBFCs. · ...

+ Compliance Associate, Mumbai, · Global Internal Controls. · The Team: DBRS Morningstar (DBRSM) is a recognized international rating agency that provides timely and comprehensive credit rating opinions to the world's capital markets. DBRSM offers in-depth credit analysis of corp ...

Description · Under direct supervision, contributes to the compliance efforts of the assigned business unit. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements,, reviews work for accuracy with more expe ...

About Artha Group: · Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General ...

+Job summary · We are seeking a highly detail-oriented and experienced Associate - Compliance to ensure compliance with all regulatory frameworks pertaining to our SEBI-registered Alternative Investment Fund (AIF).+Maintain and update compliance procedures for all investment acti ...

Newfold Digital es una empresa de tecnología web líder que sirve a millones de clientes globalmente. Nuestros clientes nos conocen a través de nuestro portafolio robusto de marcas. Tenemos algunas de las marcas más prominentes e históricas del sector. · ...

Branch Overview · Branch is a leading AI-based lending fintech with 50M+ downloads across India and Africa. We use alternative data to reach millions of people that are largely excluded from the financial sector. · Headquartered in Silicon Valley with operations in India, Nigeria ...

We are looking for a highly motivated and skilled professional to join our Compliance Team. · Monitoring RBI compliances applicable to a middle layer NBFC. · ...

The Compliance Associate will work for L.E.K.'s global offices, which serves the firm's internal compliance needs. The incumbent carries out responsibilities within Legal's risk and compliance team, assisting the team in coordinating securities trading management platforms, clien ...

We are looking for a highly motivated and skilled professional to join our Compliance Team. · ...

We are looking for a highly motivated and skilled professional to join our Compliance Team. · Monitoring RBI compliances applicable to a middle layer NBFC. · Updating other departments on new circulars, regulatory amendments, · and action items thereof.Provide advisory support to ...

DBRS Morningstar is a recognized international rating agency that provides timely and comprehensive credit rating opinions to the world's capital markets. · ...

Job Description · Under direct supervision, contributes to the compliance efforts of the assigned business unit. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements,, reviews work for accuracy with more ...

We are looking for a Compliance Associate to join our team. The successful candidate will be responsible for verifying documents received as proof of account ownership and processing Domain Arbitration cases among other tasks. · ResponsibilitiesVerify documents received as proof ...