Sushil Finance - Navi Mumbai, India - Sushil Financial Services Private Limited

    Sushil Financial Services Private Limited
    Sushil Financial Services Private Limited Navi Mumbai, India

    2 weeks ago

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    Description
    Qualifications MBA, CA, CFA, Masters in Finance/Risk Management

    Experience in Years 7+ years


    Scope and Responsibilities :
    - Administer trading platform (ODIN/Omnesys/BOLT/NEAT etc) from risk management perspective.

    • To control financial and operational risk and thus minimizing risk on client exposure and adhering to regulatory compliances.
    • Framing prudent risk policy to manage business needs and thereby contribute to business growth.
    • Segregation and allocation of client funds segment wise.
    • Framing structure of various Risk MIS reports and presenting it to Management.
    - To monitor the surveillance alerts generated thru vendor TSS for application Track Wizz pertaining to PMLA.

    - Analyzing the system requirement from Risk Management perspective and contributing system logic towards development of risk management systems & applications.

    • Developing and implementing processes, system logics and checks for overall risk management.
    • Coordinating with IT team (as well as with outside vendors) for development and implementation of required system changes and new system developments, and conducting required testing in UAT before implementation.
    • Monitoring regulatory changes, analysing its impact and making necessary changes in policies, systems, products, procedures & limits to comply with and implement the regulatory changes.
    - Regular review of risk management structure (risk parameters, limits and processes) from the perspective of control as well as scope for improvement.

    Job Competencies

    - Minimum 7+ years experience of handling risk management of stockbroking, including online broking business.

    • Excellent analytic ability to understand the diverse complex risk and business issues, analyzing and identifying the root causes and recommending solutions.
    • To enhance service standards thru cordial relations with stakeholders.
    • Updated knowledge of exchange circulars, regulatory and compliance requirements with ability to interpret and implement the same in timely manner.
    - Closely working with related operational teams like Compliance, Accounts, Settlement, DP, etc for ensuring smooth business operations.

    • Ability to work independently and collaboratively in a fastpaced environment.
    • Excellent communication skills over written and spoken English.
    • Proactive approach with meticulous attention to detail.
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