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- Minimum 3 years to 10 years of relevant experience in stock broking compliance
- Thorough knowledge of SEBI/BSE/NSE/F&O/NCDEX/MCX & MCX-SE knowledge
- Resolving new queries
- Follow up with pending queries for current updates
- In case of any disputes, consultation with advocate and legal action to be taken on the same
- Facilitating seamless and efficient trading and settlement of securities
- Exchanges compliances
- Exchanges audit
Compliance Officers 4-10 Years in stock compliance - Mumbai, India - Talent Corner HR Services Pvt Ltd
Description
Compliance Officers 4-10 Years in stock compliance Mumbai
Industry: Share / Equity Broker
salary: UP to Rs. 12 LPA
Job Description: