CPA for California Small Business Compliance

This is a role on the Asset Management Compliance team helping to provide compliance advisory services covering portfolio management, trading, sales and marketing activity within Asset and Wealth Management Public ('AWM') and based in Bengaluru. The successful candidate will work ...

The role will require strong communication skills to articulate regulatory implications as well as the ability to multi-task while maintaining attention to detail. · Review and determination of Bank eligibility for lending activitiesUnderstanding, applying, and providing advice o ...

Ability to work as part of a global team as we'll as act as project lead on various compliance matters · Familiar with the risk and compliance function of asset management · Understanding the development and implementation of compliance programs · Ability to deal with business pe ...

· Overview: · Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business ...

+We are seeking a Business Compliance Specialist to join our team at MacDermid Alpha Electronics Solutions. · +Collate information from both BU and Regulatory team to help Regulatory assessment and impact analysis on products · ,Freshers with PHD can be considered · ,Degree in Ch ...

We are looking for a Business Compliance Manager to handle SOC1 & SOX linked financial controls for one of our key clients. · Graduate (any stream) · ...

The Product Regulatory function within ESI provides critical chemical regulatory compliance support and expertise to the business. · ...

We're looking for a Business Compliance Manager for our Sales department who'll be responsible for advising on regulatory compliance requirements, reviewing and testing controls, and supporting expansion into new markets. · ...

AQR is a global investment firm that delivers concrete, long-term results by identifying key factors and developing innovative ideas. · As a Compliance - Business Analyst, you will design data sets for control frameworks and create specifications for software solutions. · Create ...

We're looking for a highly motivated and detail-oriented Compliance Associate to join our team in Bengaluru. As part of our Business Unit Compliance group, you will support the implementation of our Compliance Risk Management Program and provide guidance on applicable regulations ...

Description · This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area. · Responsibilities · 1-Ensures adherence of the Ope ...

This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area. · Evaluate the offer carefully and decide if it represents a legi ...

The role is with a leading Bank. · Be a one point contact to provide on ground support to business/ product/operations teams on their queries pertaining to RBI regulations.Works as a bridge between Business and Central compliance team for effective implementation of regulatory gu ...

To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities. · Identification and assessment of compliance risks through ...

We're Hiring: Compliance Sales Consultant (B2B) · Gurgaon – Sector 67 (Work from Office) · At Finaurt, we work with founders, startups and MSMEs to manage their registrations, compliances and advisory so they can focus on growing their business. · We are building a focused sales ...

This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, · Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area.Ensure risk & compliance to Operational / Process Controls. · Fraud Risk Assessmen ...

Business compliance Advisor is responsible for engaging with EMPS Sales and Marketing & Technology functions to assess and develop Safety Data Sheets (SDS), Product Regulatory Statements,& related Chemical Management information to support our customers and maintain compliance ac ...

To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities. · ...

The role is with a leading Bank. Be a one point contact to provide on ground support to business/ product/operations teams on their queries pertaining to RBI regulations. · ...

+Job summary · The Regulatory Business Compliance Advisor role involves engaging with ExxonMobil's Sales and Marketing & Technology functions to assess chemical management information and maintain compliance across markets. · +ResponsibilitiesReview product composition and regula ...

We are looking for a confident and experienced Compliance Analyst who will be accountable for relevant laws regulations and industry standards by researching interpreting and applying compliance requirements to the GIS operations policies and procedures. · ...