Investment Guideline Compliance Analyst - Mumbai, Nashik
Only for registered members Mumbai, Nashik, India
1 week ago
Key Responsibilities · Configure, test, and maintain compliance rules in Charles River (CRD). · Perform CRD rule coding based on IMAs, prospectuses, and regulatory guidelines. · Monitor pre-trade and post-trade compliance alerts; ensure timely breach resolution. · Support PMs and ...
Job description
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We are hiring an Investment Guideline Compliance Analyst with 5+ years of experience and Charles River expertise. The role includes rule setup, compliance monitoring, breach resolution, reporting, and supporting PMs and traders to ensure adherence. · ...
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