Hiring Trade Surveillance- Investment Compliance - Bengaluru

The Investment Compliance team is responsible for implementing controls and processes to ensure that all investments in various portfolios adhere to regulatory and client guidelines. · ...

About the job: Acuity Analytics is a leading provider of research and analytics solutions to the financial services sector.Our global network supports over 500 financial institutions and consulting companies to operate more efficiently. · We foster a diverse work environment that ...

The investment compliance team is responsible for implementing controls and processes to ensure that all investments in various portfolios adhere to regulatory and client-issued guidelines. The incumbent will primarily be responsible for reading investment management agreements a ...

+Job summary:About the job: Acuity Analytics is a leading provider of bespoke research, analytics and technology solutions to the financial services sector.+ · The incumbent will primarily be responsible for reading investment management agreements and extracting, analyzing, codi ...

We are seeking a Private Equity Specialist to provide compliance support for Business Development Companies and other registered products under the Investment Company Act of Act. · ...

We are seeking a Private Equity Specialist to provide compliance support for Business Development Companies (BDCs) and other registered products under the Investment Company Act of Act. · Bachelor's degree in finance, Accounting, Business Administration, or related field. · Stron ...

We are looking for a seasoned AIF professional to lead and scale our Alternative Investment Fund (AIF) business. · ...

The Regional Investment Head - Pioneer will oversee investment operations in the region. · ...

We are seeking a Private Equity Specialist to provide compliance support for Business Development Companies (BDCs) and other registered products under the Investment Company Act of Act) · ...

The VP – Compliance will develop implement and oversee compliance frameworks policies and processes to ensure adherence to all regulatory statutory requirements. · Ensure full compliance with SEBI (Alternative Investment Funds) Regulations. · Liaise with SEBI RBI and other regula ...

+We are seeking a finance head to own the financial legal and regulatory operations of our impact-first investment fund. · +Own all SEBI and statutory filings including periodic event-based and annual reports · Ensure alignment between Indian and US structures manage PPM updates ...

This hiring is approved under India Business Transformation strategy. · Providing end-to-end investment advisory services to Advisory clients with a special focus on direct equities as an asset class. · Tracking equity markets. · ...

We are looking for a qualified Investment Advisor to join our team. The ideal candidate should hold a valid NISM Investment Advisor Certificate and have hands-on experience in the cash market equity and F & O segments. · ...

The primary responsibility of Relationship Manager in the Wealth Channel at Muthoot FinCorp is to cultivate and manage relationships with high-net-worth individuals, families, or businesses seeking wealth management and financial advisory services. · Identify opportunities to exp ...

Fund accounting setting up and managing funds & investment entities Manage SEBI & Investor Reporting & compliance Liaise fund accountants & Tax advisors for fund financials / Tax reporting Interface investments from due diligence to closure GREAT Opportunity to work with a Top no ...

+Manage SEBI & Investor Reporting & compliance Fund accounting Liaise fund accountants & Tax advisors for fund financials / Tax reporting Interface investments from due diligence to closure. · +CA / Inter CA / MBA · 4+ years in Finance · Good exp in PE / VC Funds & AIFs · + ...

We are seeking a meticulous and experienced Compliance Officer to ensure our operations strictly adhere to all regulatory requirements laid down by SEBI, · Stock Exchanges, Depositories , and other governing bodies. · Ensure day-to-day compliance with SEBI regulations,circulars,a ...

An Investment Counsellor combines strong financial acumen with client focused advisory skills to deliver tailored investment strategies. · ...

An Investment Counsellor combines strong financial acumen with client focused advisory skills to deliver tailored investment strategies. · ...

Caxton Associates está estableciendo una nueva oficina en Bangalore para apoyar su comercio global. Se busca un profesional junior para contribuir al equipo de cumplimiento global. · ...