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- 3 - 7 Yrs
- Mumbai
- Sr. Manager- II Job description
Sr Manager Compliance Mumbai - ICICI Prudential Life Insurance
Description
Job DetailsSr Manager Compliance Mumbai
Purpose / key objective of role:
The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas:
• Regulatory updatesand implementation- Review regulatory updates andregular tracking and implementation of any regulatory requirements and any other compliance matters.
• Advisory role with respect to processes- Providing advisories to stakeholder on various regulatory aspects.Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.
• Agreement review- Review intermediary and service partner agreements.
• RegulatoryMonitoring and reporting-Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements.
• Regulatory engagement- Engaging with regulators through representations, draft responses and notes on various compliance matters.
• Management engagement- Engaging with management on certain requirements and escalations, preparing presentations etc.