Head of Legal Compliance - Gurugram, India - DotPe

Description

DotPe

is scouting for

Compliance Officer

for it's

Digital Lending product.


Responsibilities:

Ensuring compliance with Companies Act, FEMA, RBI RegulationsUnderstanding and complying to digital lending and other applicable guidelinesUnderstanding of overall compliance landscape with respect to lending, insurance and platform & digital businessesUnderstanding of data privacy/customer data/franchise data usage normsUnderstanding of call center guidelines and applicabilityOverseeing documentation and finalizing various contracts, agreements, Negotiating, and Vetting Shareholders Agreements,Review and regular update of policies and procedures in view of new regulations including compliance manuals.

Managing all Correspondence with the RBI by acting as a principal interface between the Company and RBI (eg. To manage the relationship with the regulator, coordinate when any regulatory approvals are needed, Coordinating efforts related to regulatory audits and reviews)

Provide compliance opinions to the internal stakeholders on applicability of regulatory laws / guidelines in relation to activities of the Company (eg :
customer communication in app, website or documents)Overseeing and monitoring the implementation of the compliance framework.
Independently investigating and acting on matters related to compliance.

Preparing and presenting clear and concise compliance reports to the management and timely escalations to the Leadership team on incidents of breaches and suggest corrective actions.

Requirements :
CA / LLB with 7-11 years experience in the Compliance team of any NBFC / Fintech.

Effective interpersonal skills to effectively communicate and coordinate complex issues and projects with diverse levels of management and employees (Stakeholder management)Conversant with RBI regulations applicable to Banks and NBFCs (apart from general knowledge of business processes followed by NBFC on-ground in relation to loan disbursements and repayments)Effective verbal and written communication.

Should have good experience with Regulatory Compliance.
Ability and willingness to single-handedly conduct all compliance-related functions.