Compliance Officer - Mumbai

We are looking for a Compliance Officer to oversee and enforce regulatory compliance throughout the organization. · ...

To ensure the organization operates transparently ethically and within regulatory frameworks set by governing bodies. · ...

We are seeking a detail-oriented and experienced Compliance Officer to oversee and enforce regulatory compliance across the organization. In this fully remote, flexible freelance role, you will play a critical role in ensuring that the company adheres to legal, ethical, and regul ...

We are seeking a highly skilled and detail-oriented · Compliance Officer · to lead the identification, assessment, · and mitigation of risks, ...

We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification, assessment, · and mitigation of risks, · and to ensure full compliance with applicable laws, · regulations, · and internal policies relevant to an NBFC operating in the fintech spac ...

The Compliance Officer serves as the Single Point of Contact for all compliance activities within the SEBI (Mutual Funds) Regulation with respect to MF Lite business (passive scheme). This role ensures strict adherence to regulatory guidelines, coordinates with directors and key ...

The IT Compliance Officer reports to the Head of IT Audit Coordination APAC based in Singapore. · ...

We are looking for a highly skilled and experienced Compliance Officer to join our team at 1 Finance. · ...

+This is a requirement for one of the Workassist Hiring Partner. · +Experience in handling SEBI related compliances either in AMC of any other financial institution · , Experience of handling RBI & IRDA related compliance will be preferred. · , Woking in compliance team of a Bank ...

Job summary · We are seeking an experienced Compliance Officer to lead the design implementation and oversight of the compliance framework for our India business. This hands-on role requires strong pharmaceutical industry experience practical understanding of field operations and ...

Job summary · Our client, a leading Investment Bank is looking to hire a qualified Company Secretary with 6–10 years of post-qualification experience for their Mumbai Office. · ...

This Compliance Officer role involves handling Investor Grievance Redressal on SEBI SCORES and Exchange platforms ensuring timely closure preparing filing all monthly quarterly yearly Merchant Banking returns with SEBI Exchanges ensuring full PIT Compliance including SDD maintena ...

The Compliance Officer will handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, prepare and file monthly returns with SEBI and Exchanges, · ensure full PIT compliance including SDD maintenance, · ...

This position offers an excellent opportunity for individuals with a keen interest in corporate governance and compliance to develop their skills and contribute to the growth and success of our organization. · ...

We are looking for a motivated Law Graduate (LLB) to assist in managing the compliance portal and supporting corporate legal functions. · Managing and updating the compliance portal and related records · Coordinating with teams, consultants, and authorities for compliance require ...

Responsibility: · Collect, clean, and analyze large datasets from various sources. · Develop dashboards and reports using tools like Power Excel. · Identify trends, patterns, and anomalies to support business decisions. · Collaborate with cross-functional teams to understand data ...

We are hiring Statutory Compliance - Executive in Sakinaka, Andheri East. · Verify statutory registers for PF/ESIC and other statutory dues payment on time as per Wage register. · ...

+The job entails ensuring regulatory compliance and governance within the Loan Against Securities (LAS) framework. The ideal candidate will have expertise in RBI Master Directions for NBFCs, LAS-related regulatory norms, and SEBI/NSDL/CDSL depository operations. · +Regulatory Com ...

Data entry transaction processing maintaining records handling documentation preparing MIS reports coordinating with internal teams managing emails supporting audits ensuring accuracy and confidentiality. · ...

Company Secretarial Functions Legal Regulatory Compliance Stock Broking Bullion Trading Legal Regulatory Compliance Stock Broking Bullion Trading Strategic Advisory Role. · ...