Enhanced Due Diligence Analyst - Mumbai, Mumbai City - confidential

    confidential
    confidential Mumbai, Mumbai City

    2 days ago

    Full time
    Description

    The Analyst will report to the EDD Manager and will be responsible for performing EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering, counter-terrorist financing, sanctions, and securities laws and regulations such as the Bank Secrecy Act and USA PATRIOT Act

    Responsibilities

    • Conduct Know Your Customer ('KYC') analysis and risk profiles in accordance with policies and procedures
    • Perform due diligence on higher-risk customers and industries
    • Research negative news utilizing the public domain, open sources and third-party databases for higher-risk clients and related parties
    • Summarize information from multiple sources and make decisions by leveraging critical thinking and analytical assessment
    • Ability to multi-task and prioritize several initiatives and assignments while meeting deadlines
    • Understanding of Source of Wealth for different client types

    Qualifications

    • 4-6 years of experience in AML/BSA/KYC compliance at customer onboarding with a large broker-dealer or other financial institution with an international client base
    • Bachelor's Degree required or equivalent experience
    • Ability to develop operational solutions that satisfy relevant regulations while executing sound business judgment
    • Ability to work in a fast-paced environment, work independently, perform as part of a team, and multi-task with minimal supervision
    • High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions
    • Outstanding communication, analytical, and project management skills
    • Willingness and ability to obtain financial registration exams promptly
    • Certified Anti-Money Laundering Specialist (CAMS) or similar certification and FINRA Series 7 or 24 are highly preferred

    Company Benefits & Perks

    • Competitive salary package
    • Performance-based annual bonus (cash and stocks)
    • Hybrid working model (3 days office/week)
    • Group Medical & Life Insurance
    • Modern offices with free amenities & fully stocked cafeterias
    • Monthly food card & company-paid snacks
    • Hardship/shift allowance with company-provided pickup & drop facility*
    • Attractive employee referral bonus
    • Frequent company-sponsored team-building events and outings
    • Depending upon the shifts
    • The benefits package is subject to change at the management's discretion

  • Enhanced Due Diligence Analyst

    2 weeks ago

    Only for registered members Mumbai, Maharashtra

    +h2>Job summary · Interactive Brokers Group, Inc. is seeking an Enhanced Due Diligence (EDD) Analyst to perform EDD reviews of applicants and ensure compliance with applicable regulations. · +Conduct Know Your Customer ( ...

  • Analyst - Central Due Diligence

    1 month ago

    Only for registered members Thane, Maharashtra

    The Account Monitoring Analyst plays a key role in ensuring early detection of potential mule/Suspicious accounts. · Monitor and review accounts flagged by automated systems for unusual or suspicious activity. · ...

  • Enhanced Due Diligence Analyst

    2 weeks ago

    Only for registered members Mumbai, India

    Interactive Brokers (IBKR) is looking to hire a New Accounts Enhanced Due Diligence (EDD) Analyst. · Competitive salary package. · ...

  • Enhanced Due Diligence Analyst

    1 day ago

    Only for registered members Mumbai, India

    +Interactive Brokers (IBKR) busca un Analista para realizar revisiones de diligencia debida en cuentas nuevas para asegurar cumplimiento con reglas regulatorias. · + · +Conducir análisis KYC y perfiles de riesgo según políticas y procedimientos. · Efectuar debido diligencia en cl ...

  • KYC Analyst- Due diligence

    1 month ago

    Only for registered members Mumbai, Mumbai Suburban, Navi Mumbai

    · ...

  • Enhanced Due Diligence Analyst

    2 weeks ago

    Only for registered members Mumbai Metropolitan Region

    Interactive Brokers Group is looking to hire a New Accounts Enhanced Due Diligence (EDD) Analyst. · ...

  • Enhanced Due Diligence Analyst

    2 weeks ago

    Only for registered members Mumbai City

    We are looking for an Enhanced Due Diligence (EDD) Analyst to join our dynamic team at Interactive Brokers Group, Inc. · The role involves conducting EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules and anti-money laundering regula ...

  • Enhanced Due Diligence Analyst

    2 weeks ago

    Only for registered members Mumbai City Full time

    We are looking for an Enhanced Due Diligence Analyst to perform EDD reviews of applicants and ensure compliance with self-regulatory organization rules and securities laws. · ...

  • Senior Financial Due Diligence Analyst

    1 week ago

    Only for registered members Mumbai, Maharashtra, India

    +About KPMG in India: We are a professional services firm with offices across India. · +Experience Level · Senior - Diligence+Senior Level · + ...

  • Senior Financial Due Diligence Analyst

    5 days ago

    Only for registered members Mumbai, Maharashtra, India

    About KPMG in India: Our professionals leverage the global network of firms and are conversant with local laws regulations markets and competition. We have offices across India. · Senior position in Financial due diligence · ...

  • Financial due diligence Analyst

    3 weeks ago

    Only for registered members Mumbai, Mumbai Suburban

    Review and analyse financial statements (Profit & Loss, Balance Sheet, Cash Flow) and prepare Financial Due Diligence reports. · ...

  • Enhance Due Diligence, 1L Financial Crimes, Analyst, Wealth Management

    3 days ago

    Only for registered members Mumbai City

    The First Line Financial Crime EDD Analyst will be responsible for executing risk-relevant activities related to AML. The Analyst will assess Bank Secrecy Act (BSA), money laundering and reputational risk matters identified through the execution of the Firm's EDD protocols and wi ...

  • GIMA Operational Due Diligence, Investment Solutions, Analyst, Wealth Management

    4 weeks ago

    Only for registered members Mumbai City

    We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. · We are looking for a candidate that has operational due diligence experience or robust tangential experience working in operations, accoun ...

  • AML KYC Analyst

    1 month ago

    Only for registered members Borivali, Maharashtra

    This is a full-time on-site role for an AML KYC Analyst located in Borivali. · ...

  • AML KYC Analyst

    1 month ago

    Only for registered members Mumbai

    This is a full-time role for an AML KYC Analyst located in Mumbai. The analyst will conduct AML and KYC processes, perform customer due diligence, monitor transactions for suspicious activities, and ensure compliance with regulatory requirements. · ...

  • Risk Analyst/ Senior Risk Analyst OTC

    2 days ago

    confidential Mumbai City Full time

    +The role involves supporting Derivative trade confirmation functions covering all asset class. · +Drafting team is responsible for the Affirmation, Drafting, Chasing, Indexing and Execution of Confirmations arising from the OTC trading of financial derivatives in line with Inter ...

  • Hiring Finance

    3 weeks ago

    Only for registered members Mumbai City

    Job summary · We are expanding our Global Finance & Advisory Team and invite driven finance professionals to join us. Whether you are advancing your career in financial services or are an established leader, you will engage in high-impact projects, client-facing advisory, and int ...

  • Associate

    1 week ago

    Only for registered members Mumbai Goregaon

    A career in our Merger and Acquisition Tax practice will provide you with the opportunity to help our clients meet and manage their tax obligations. You'll advise clients on their local and overseas tax affairs, while acting as a strategic consultant related to business analysis. ...

  • IN - Senior Associate_ M&A Tax _ Merger and Acquisition _TRS_Mumbai

    1 month ago

    Only for registered members Mumbai Full time

    A career within Corporate Tax services will provide you with the opportunity to help our clients meet their tax obligations while managing the impact tax has on their business. · ...

  • IN_Senior Associate _Corporate Tax_CIT_TRS_Mumbai

    4 days ago

    Only for registered members Mumbai Goregaon

    This Senior Associate will provide comprehensive advice on domestic corporate income tax, international taxation, cross-border transactions and business models. · ...

Jobs
>
Borivli