Icg Kyc Post Execution Quality Reviewer - Mumbai, India - Citi

Citi

Verified Company

Mumbai, India

2 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Job Purpose:

The Post Execution Quality Reviewer (PEQR) will be part of the ICG KYC Post Execution Quality Review Team unit.

The unit is tasked with conducting quality control reviews across Corporate and Investment Bank, Direct Custody & clearing and Investor services client population.

Responsibility includes reviewing approved KYC records and measuring correctness, completeness & consistency of these records.

The program engages stakeholders and provides formalized defect reporting and feedback on a monthly basis to senior management/stakeholders involved in the KYC Record process.

The objective is to improve the quality of the KYC Records

Job Background/context:

The Information Services Group (ISG) is responsible for providing KYC operational services to our clients across the Institutional Client Group (ICG), through implementing state of the art technologies which promote the collection, research, storage, and processing of KYC data.

The unit is responsible globally to ensure the ICG Business remains compliant to or exceeding the standards mandated by AML/KYC Compliance organization and regulators.

The ICG KYC Post-Execution Quality Review team within the ICG KYC Utility is responsible for performing Post-execution quality reviews on KYC profiles as per guidelines

Key Responsibilities:

The responsibilities of Post Execution Quality Reviewer are as under:_
Conduct end to end post approval reviews of KYC Records ( All client types)
Report deficiencies on a timely basis.
Act as primary point of contact for assigned region
Engage with Stakeholders/Senior management and ensure timely PEQR feedback loop
Conduct root cause analysis by identifying & analyzing areas of common defect/issues/themes
Assist in defining continuous improvement plan and track implementation and success of initiatives
Achieve operational goals set, and deliver against agreed targets in terms of quality and productivity
Provide updates at regular meetings with KYC Operations, RCT, Compliance, etc.
Manage remediation projects / initiatives and report on progress as required
Assist with department projects / initiatives as requested

Knowledge/Experience:

_Required_

A proven track record with at least 35 years of relevant KYC/AML experience (i.e. Quality Assurance, Client Onboarding, Compliance, Audit and Regulatory)

_ Preferred_

Compliance, Audit and Regulatory experience desirable
Strong Operations experience desirable
Global experience would be beneficial

Skills:

Exhibit good written and verbal communication skills.
Possess the ability to work with various Stakeholders and build and maintain effective working relationships
Ability to proficiently use MS Office products, particularly Word, Excel and PowerPoint
Strong analytical and time management skills, excellent attention to detail

Qualifications:

Bachelor's Degree or higher with at least 35 years' experience in relevant domain
AML/KYC Certifications like ACAMS preferred

Competencies:

Ability to multitask and work independently
Ability to work to tight deadlines as part of a team.
Exhibit good attention to detail while focused on delivery.
Ability to work on several initiatives concurrently and cope with changes in priorities.
Proactive and "no surprises" approach in communicating issues and strength in sustaining independent views

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Job Family Group:

Compliance and Control

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Job Family:

Business KYC

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Time Type:

Full time

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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