Compliance Roles - mumbai, India - Morgan Stanley

Compliance Analytics Role for a Leading Bank

4 weeks ago

**Compliance Analytics role For a Leading Bank**: · - From 8 to 13 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · Povide critical inputs to businesses, operations & senior management to proactively mitigate compliance risks ...

Aml Compliance Role for a Leading Bank

4 weeks ago

**AML Compliance role For a Leading Bank**: · - From 2 to 7 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · TRANSACTION MONITORING ANALYST (L1) · - Monitoring of transaction based/Subjective alerts and alerts raised by variou ...

Treasury Compliance Role

2 weeks ago

Roles and Responsibilities Role Summary · The role holder is responsible for providing regulatory guidance on various products, processes and transaction structures pertaining to the treasury function of the Bank. The role also ensures regular interaction with the regulators for ...

Treasury Compliance Role

5 days ago

**Treasury Compliance Role - Hiring For a renowned Bank**: · - From 6 to 10 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · **Role Summary** · The role holder is responsible for providing regulatory guidance on various produc ...

Compliance Lead and Policy and Procedure SME role with Leading Bank

2 weeks ago

Roles and Responsibilities · Skills required · Good knowledge of top industry standards and regulations · Hands-on experience in drafting Policies, procedures, and SOPs · Understanding of Unified Controls Framework (UCF) / Common Controls Framework (CCF) · Knowledge of reportin ...

Hiring for Compliance Testing

4 weeks ago

**Hiring For Compliance Testing - For a leading Bank**: · - From 4 to 9 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · Preparation of Compliance Review plan to be put up to the Board. · - Preparation and updating of Complian ...

Rbi Compliance for a Leading Nbfc

4 weeks ago

**RBI Compliance For a leading NBFC**: · - From 8 to 13 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · 1. Person who can review the queries received from RBI/ Bank and assign it to respective department and follow up to clos ...

Amin Compliance

4 weeks ago

**AMIN Compliance - SEBI (Mutual Funds)**: · - From 5 to 7 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · This position requires at least about 5-7 years of experience in asset management compliances and reasonable understan ...

Company Secretary with Leading Insurance Company

4 weeks ago

**Company Secretary with leading Insurance Company**: · - From 5 to 10 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · **Company Secretary with leading Insurance Company** · **Description of Role** · Drafting of Board and Sha ...

Team Member

4 weeks ago

**Team Member - RBI Compliance For leading NBFC**: · - From 5 to 10 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · 1. Person who can review the queries received from RBI/ Bank and assign it to respective department and follo ...

Compliance Officer

4 weeks ago

**Compliance Officer**: · - From 3 to 5 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · - Hiring for a Leading Bank- Preparation and collation of data and MIS · - Communication with the Senior / Top Management of the Bank for ...

India Business Oversight Compliance Avp

3 weeks ago

**Job Title**: India Business Oversight Compliance AVP · **Location**: Mumbai · About Barclays · Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and paymen ...

Compliance- Credit Cards Rbl Bank

4 weeks ago

**Compliance · - Credit Cards RBL Bank**: · - From 6 to 8 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · - Responsible for providing proactive and expert compliance advisory service to Credit · - Card Business team · - 2. Pa ...

Compliance or Legal Officer

4 weeks ago

**Company**: · Finhaat · **Location** · Mumbai · **Experience** · 6-8 Years · **Key Skills** · IRDA, Legal Compliances, Compliance, LLB · **Position: Compliance or Legal Officer** · **Qualification: LLB** · **Experience: 4 to 8 years** · **Location: Mumbai** · **Job description** ...

Compliance Executive

4 weeks ago

**Company**: · Updater Services Pvt Ltd. · **Location** · Mumbai · **Experience** · 3-4 Years · **Key Skills** · PF Act, ESI Act, Audit Compliance, Compliances and Administration, Bcom · **Position: Compliance Executive** · **Experience: 3 to 4 years** · **Location: Mumbai** · ** ...

Company Secretary

4 weeks ago

**Company**: · Rebel Foods Pvt Ltd · **Location** · Mumbai · **Experience** · 10-12 Years · **Key Skills** · Company Secretarial Functions, FEMA, Companies Act, Corporate Governance, board meeting · **Position: Company Secretary** · **Qualification: CS** · **Experience: 10 to 12 ...

Secretarial and Compliance

4 weeks ago

**Secretarial and Compliance**: · - From 1 to 2 year(s) of experience · - ₹ Not Disclosed by Recruiter · - Mumbaior · **Roles and Responsibilities** · Skill, Knowledge & Trainings: · - 1. Good knowledge of Companies Act, 2013 and Rules and Regulations thereunder · - 2. Good knowl ...

Intern

3 weeks ago

India · - Compliance · - Group Functions · **Job Reference #** · BR · **City** · - Mumbai · **Job Type** · - Full Time · **Your role** · - Do you 'think on your feet', compliance objectives with legal, regulatory and ethical considerations? Do you advocate for the importance of c ...

Compliance Associate

3 weeks ago

Compliance Associate · The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business p ...

R&d Executive

3 weeks ago

**Company Description** · Aussee Oats India Limited is a leading supplier of oats in both the B2B and B2C segments. Aspiring to be India's largest oat supplier, we provide premium oats and support services such as packaging, compliance, flavor development, and product innovation. ...