Trustee Officer - Pune, India - Arin Consultancy

Arin Consultancy
Arin Consultancy
Verified Company
Pune, India

1 month ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description
Compliance Pune _Mumbai Western Suburbs_ July 17, July 17, 2024 Mutual Fund


Job Overview:

-
Office Location (Area) Pune
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Required Education CA/CS/ICMA/LLB/MBA
-
Course Type Full Time
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Min Required Experience (Years) 5
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Max Required Experience (Years) 0


PRINCIPAL ACCOUNTABILITIES

  • Assist the Trustee Company and discharge all such activities assigned to the Trustee Officer.
  • Coordinate, supervise for compliance under SEBI MF Regulations, Corporate Laws, etc. for Trustee Company
as assigned by Trustee Company.

  • Liaison with the Compliance department with the MF Compliance function
  • Monitor the Action taken report prescribed by the Trustees and follow up action.
  • Coordination of Statutory Audit, SEBI Audit, Internal Audit, etc. including presenting to Trustees the audit
observations and work with the Trustee Board to provide Trustee comments for various audits and Inspection

like SEBI Inspection, System audit report, Cyber audit report etc

  • Ensuring implementation of SEBI circulars w.r.t Trustee's obligations.
  • Preparation of Trustee report to unitholders.
  • Preparation of Trustee reports to be filed with SEBI, etc.

DECISIONS

  • To ensure implementation of all activities assigned by the Trustee Company and to work under the
supervision and direction provided by Trustee Board

CHALLENGES

  • Interpretation of SEBI MF Regulations, various SEBI Circulars and other statutory laws/regulations/guidelines

INTERACTIONS

  • Internal Clients
Roles you need to interact with inside the organization to enable success in your day to day work

  • Internal teams like Investment Operations, Investments, Compliance & Risk, CEO Office etc.
External Clients
Roles you need to interact with outside the organization to enable success in your day to day work

  • Auditors and Service Providers
  • Work Experience
  • Minimum 5 years experience in Mutual Fund Compliance
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