Compliance Officer - Noida, India - Team Recruiters

Team Recruiters

Verified Company

Noida, India

3 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Location:
Noida (Sector - 16)

Experience: 8-10 Years (stock broking)

Qualification:
CS (mandatory)

Salary:
INR Lpa

Roles & Responsibilities:

Responsibility of handling and supervising Trading, DP, Back Office, RMS and Exchange & Listing Compliances.
Monitoring day to day exchange compliance.
Monitoring listing compliance.
Regular watch and reply on Alerts generated by exchanges.
Regular watch and remedial action on Alerts generated by backoffice software.
Watch on RMS.
Any other work as may be assigned.

Desired Profile:

Must be able to evaluate, file, compile, and present various reports.
Advanced knowledge of excel.
Ability to work under pressure.
A keen eye for detail and desire to probe further into data.
Deadlineorientated and an ability to stick to time constraints.

About the Client:

Our client is a Delhi based Stock Broking Company, Global in vision at the same time rooted in Indian values.

The group is driven by a performance ethics pegged on value creation for its multiple stakeholders.
- _CV as Word File attachment_
- _Current & Expected Salary_
- _Notice Period_