Internal Auditor - Delhi, India - halfpace talent consultant
2 weeks ago
Description
Authorized Persons / Branch Visit for Delhi NCR Region.- Data analysis for Authorized Persons / Branch.
- Having knowledge of broking risk.
- Analytical activities.
- Listening to Voice recording as per dealer code of conduct requirements
- Maintain a current understanding of transaction risk, including policies, procedures, regulations, and developing trends.
- Handling and supervision of internal investigations of all reported and suspected fraud incidences, misconduct, policy/procedure breaches and timely issuance of reports.
- Investigate and assess alerts for potential risks.
- Identifying systemic procedural weaknesses and additional training/certification requirements
Salary:
₹400, ₹700,000.00 per year
Schedule:
- Day shift
Speak with the employer
More jobs from halfpace talent consultant
-
Equity Dealer
Agra, Uttar Pradesh, India - 3 weeks ago