C&orc Technology Control Assurance Sox Tester - Pune, Maharashtra, India - UBS

UBS

Verified Company

Pune, Maharashtra, India

3 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

India

Risk
Group Functions

Job Reference #

BR

City

Pune

Job Type

Full Time

Your role

Perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per the defined Testing Approach
Address and clear any review points raised through Quality Assurance (QA) review in a timely manner
Escalate any potential testing issues / exceptions to appropriate teams
Inform Control Owners, onshore Process Owners and Operational Risk Controllers
Maintain the Issue Logs, ensuring they are kept uptodate and detailed
Provide timely updates to the testing status tracker and ensuring all QA review points are closed out quickly
Participate in weekly/monthly progress meetings with control owners and contribute to discussions around control issues and fails
Perform testing of remediated controls and escalate any potential issues immediately
Contribute to the status reporting in a timely manner
Share and maintain knowledge

Your team

You'll be working in Compliance & Operational Risk Control (C&ORC) Technology Control Assurance team in Pune or Mumbai, INDIA. C&ORC Technology Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.

Your expertise

University degree or equivalent qualification (preferably IT or similar)
Suitable professional qualification such as CISA, CISSP although not necessarily a prerequisite for this role
Strong in planning and record keeping
Strong at analytical, problemsolving and synthesizing skills good at people skills and the ability to work in a diverse team and get on with people who you are reviewing/testing
Good at enabling effective interaction with key stakeholders tenacity and diplomacy
Having excellent closure skills
Resultoriented and assertive (you don't shy away from challenging situations)
Known for hitting deadlines

About us

UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

How we hire

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like parttime, jobsharing and hybrid (office and home) working. Our purposeled culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.