Operations Associate - Gurgaon District, Haryana, India - S&P Global

S&P Global

Verified Company

Gurgaon District, Haryana, India

2 weeks ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Position Requirements

Experience in KYC Onboarding and Remediation (Full Review, Risk Assessment), Outreach to clients and Screening (Alert disposition on entitles and related parties) with a demonstrated trackrecord supporting international clients.
Must have detailed understanding of each entity types e.g., NBFI, Corporations, General Partner, Limited Partner, Limited Liability Company (LLC), Trust, Fund, Special Purpose Vehicle, Bank etc.
Working knowledge on various agreements and how to find relevant information from the agreements
LLC agreement, Private Placement Memorandum, Limited Partnership etc.
Experience in working on complex entity structures globally.
Expert knowledge and experience to extract relevant information from the public domain.
Must have exposure in various KYC/Screening tools such as Factiva, RDC, World Check, Lexis Nexis etc.
Expert knowledge of alert disposition related to Sanctions, PEP, and adverse media.
Experience in reviewing documents to identify any money laundering or terrorist financing cautionary flags and rapidly dispositioning them along with escalating cases.

Duties & accountabilities

Create Quality KYC/Screening profiles ensuring accuracy and completeness incorporating multiple risk factors in compliance with global regulatory requirements.
Conduct quality check on profiles created by junior members including KYC, Screening and Outreach
Identify true hits for Sanctions/PEPs/Negative news concerns and escalate to concerned team.
Responsible for ensuring rational documentation for clearing name matches and escalate issues / risks to the manager in a timely manner.
Perform outreach to clients for seeking information/documentation as per policy standards
Manage priority items and ensure timely escalations of key risks/issues to management.
Perform daily target cases for the allocated clients including translation.
Keep informed of any changes to processes and procedures, policy change and ensure open verbal dialogue with colleagues across locations.
Prepare productivity and other reports for management reporting.
Frequently interact with stakeholders such as Policy Team, Quality Control and Relationship Partners team to develop strong partnership and ensuring continuity of information flow across the groups.
Provide real time constructive verbal feedback to Junior members and facilitate timely completion of engagement reviews
Support knowledge sharing efforts and continually improve processes.
Promote and embed a culture of openness, trust, and risk awareness, where ethical, legal, regulatory and policy compliant conduct is norm.
Must have excellent communication skills.
Must be willing to work in flexible shift (both UK and US).
Equal Opportunity Employer

Entry Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), OPRTON20- Entry Professional (EEO Job Group)

Job ID: 283469

Posted On:

Location:
Gurgaon, Haryana, India