- Implement and maintain an effective legal compliance program
- Oversee internal controls and ensure adherence to them
- Adhere to company policies in accordance with SEBI regulations
- Support audit processes to identify weaknesses
- Address client issues promptly
- Assess compliance risk associated with business activities
- Collaborate with external auditors and HR as necessary
- Execute crisis management plans in case of compliance violations
- Provide education and training on regulations and industry best practices to employees
- Stay updated on internal standards and business objectives
- Prior experience as a Compliance Executive or in a similar role
- Proficiency in risk management
- Familiarity with legal requirements and controls
- Understanding of legal laws and industry practices
- Strong communication skills in English and Kannada
- Integrity, professional ethics, and business acumen
- Effective teamwork and attention to detail
- Experience in SEBI Compliance would be a plus
- Bachelor/Master's degree in Commerce, Business Administration, or Finance Management
- Any other recognized degree in the legal and finance compliance domain
- Embrace the Golden Rule: Treat others as you would like to be treated
- Be part of a unified team with ample learning and growth opportunities
- Engage in diverse and stimulating work assignments
- Take pride in delivering quality work
- Receive recognition for outstanding performance
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compliance Executive Fresher - Sany, India - Zigsaw
Description
Compliance Executive
Location:
Koramangala 4th Block, Bengaluru (Onsite)Budget:
3.6LPAOffice Timing:
(6 days) Monday to Thursday 9AM-6:30PM, Friday 9AM to 4PM, Saturday 11AM-2PMResponsibilities:
Requirements:
Education:
What to Expect:
compliance, risk, finance