Trustee Officer mutual Fund - Mumbai, India - Arin Consultancy

Arin Consultancy
Arin Consultancy
Verified Company
Mumbai, India

2 weeks ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter


Description
Compliance Mumbai _Mumbai Western Suburbs_ December 1, December 1, 2024 Mutual Fund


Job Overview:

-
Office Location (Area) Mumbai
-
Required Education CS/Company Secretary
-
Course Type Full Time
-
Min Required Experience (Years) 5
-
Max Required Experience (Years) 0


Designation :
Trustee Officer


PRINCIPAL ACCOUNTABILITIES:

  • Assist the Trustee Company and discharge all such activities assigned to the Trustee Officer.
  • Coordinate, supervise for compliance under SEBI MF Regulations, Corporate Laws, etc. for Trustee Company as
assigned by Trustee Company.

  • Liaison with the Compliance department with the MF Compliance function
  • Monitor the Action taken report prescribed by the Trustees and follow up action.
  • Coordination of Statutory Audit, SEBI Audit, Internal Audit, etc. including presenting to Trustees the audit
observations and work with the Trustee Board to provide Trustee comments for various audits and Inspection like
SEBI Inspection, System audit report, Cyber audit report etc

  • Ensuring implementation of SEBI circulars w.r.t Trustee's obligations.
  • Preparation of Trustee report to unitholders.
  • Preparation of Trustee reports to be filed with SEBI, etc.
  • To ensure implementation of all activities assigned by the Trustee Company and to work under the supervision
and direction provided by Trustee Board.

  • Interpretation of SEBI MF Regulations, various SEBI Circulars and other statutory laws/regulations/guideline.
  • Roles you need to interact with inside the organization to enable success in your day to day work
  • Internal teams like Investment Operations, Investments, Compliance & Risk, CEO Office etc.
  • Interact with auditors

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