Ert Associate - Bengaluru, India - Deutsche Bank

Deutsche Bank
Deutsche Bank
Verified Company
Bengaluru, India

3 weeks ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description

Job Title:
_KYC Embedded Risk Team - Control Testing specialist

Location:
Bangalore India


The Embedded Risk in India is comprised of 6fte and part of a broader team of 20 covering all aspects of the DB Risk Framework and Regulatory support for Global KYC.

This role will report locally into an India based Embedded Risk Team (ERT) Lead.


The role will work closely with global peers to help provide a complete picture of the risk profile, ensuring that handoffs and dependencies across functions/regions are transparent and understood.

Engages regularly with the first line processing teams and in collaboration with Regulatory Management Group, Anti Financial Crime (AFC), Divisional Control Regulatory Office (DCRO), Business & Other 2nd line functions to ensure full transparency and governance of risk.


What we'll offer you
As part of our flexible scheme, here are just some of the benefits that you'll enjoy

  • Best in class leave policy
  • Gender neutral parental leaves
  • 100% reimbursement under child care assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above

Your key responsibilities

  • Risk & Control Assessments
  • Review the design adequacy and performance effectiveness (at a high level/light touch) of controls and their corresponding documentation (Desk Top Procedures)


  • Governance

  • Ensure that an effective, embedded and consistently applied governance structure is in place
  • Audit SII & Incident processes
  • Ensure compliance to the firm audit policy, firm Self-Identified Issue Guidance and incident escalation process through training, support guidance and challenge.
  • Facilitate management with adequate reporting and governance, to ensure zero overdue items and no last min extensions are required and perform preclosure submission review and validation.


  • Regulatory Compliance Transparency

  • Ensure there is a mechanism in place to monitor regulatory compliance and that the mechanism is performing effectively.


  • Risk Culture

  • Design and deliver a risk culture improvement programme to promote transparency, awareness, engagement with the risk agenda.
Work in collaboration with multiple first and second line functions (inc. Regulatory Management Group (RMG), Anti financial Crime (AFC), Divisional Control Regulatory Office (DCRO) and the Business


Your skills and experience


The successful individual will have diverse experience of the financial sector in any of the following areas; Operations, risk/controls, Control testing, Regulatory teams/processes, quality assurance, compliance or audit and have experience managing deliverables & maintaining effective relationships with global senior management.


  • Substantial and relevant experience in a global banking environment
  • Exposure to Client On boarding, KYC or similar regulatory projects is preferred
  • Strong communication and interpersonal skills
  • Strong analytical and problem solving skills
  • Ability to work under pressure to tight deadlines
  • Strong organisational and administrative skills
  • Client focused approach and ability to react quickly to changing demands

How we'll support you

  • Training and development to help you excel in your career
  • Flexible working to assist you balance your personal priorities
  • Coaching and support from experts in your team
  • A culture of continuous learning to aid progression
  • A range of flexible benefits that you can tailor to suit your needs
About us and our teams

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation.

We build talented and diverse teams to drive business results and encourage our people to develop to their full potential.

Talk to us about flexible work arrangements and other initiatives we offer.
More jobs from Deutsche Bank
See all jobs of Deutsche Bank