Swapna Mane

I am an immediate joiner. With over 8 years of experience in Investment banking domain, I have honed my skills in Consolidating and handling client data, data protection, fund administration and People management. I am highly motivated, deadline committed and proven track record of excellence. I was working as Team Lead with State Street HCL Services and before this I was in Syntel Pvt Ltd. I have completed my BBA in finance specialization and now appearing for GARP exam FRM level 1. I have completed my CISI exam IOC level 1. My strong analytical skills and attention to detail enable me to identify areas for improvement and implement effective solutions. I am now looking for leadership role in a dynamic organization where I can apply my expertise, lead high performing team, and achieve measurable results.

Roles/Responsibilities at State Street HCL Services (Team Lead – Nov 2019 – Feb 2023)

Team Lead Responsibilities: Security Valuation

• Allocating tasks to employees
• Ensuring performance level is up to standard
• Reporting to management
• Discussing and resolving issues
• Executing performance reviews
• Organizing training and holidays

Area of work:

• Pricing of securities as per variousvendors using client metrics.
• Dealing with various types of instruments no Bonds, Equity, OTC, Listed Derivatives, CDS/CLO, Swaps,Mutual fund, fixed income products,Bank loan.
• Ensure to clear variousexception such as No Price, Halted Securities, Stale prices, SuspectPrice, Expired Price.
• Extensively daily use of Bloomberg, Reuters,IDC, JPM, MARKITetc.
• Verifying and comparing valuations against variousfeeds received from Bloomberg, Reuters, IDC, JPM and other datavendors highlighting to clients any pricing issues in cases of discrepancy.
• Toinvestigate any exceptional scenarios, we reachout to market data vendors in case of any price discrepancy. Vendors such as Bloomberg, Reuters, IDC, JPM, MARKITetc.
• Closely working with clients, brokers, Operation team, Derivatives team and accounting team to resolveissues related to valuation of securities and NAV impact.
• Dealing with various corporateactions Such as Bonus issue,IPO, Spin-off, Right issue, Merger, split, reverse split, Dividend, Corporate exchange bond, Acquisition etc.
• Coordinate with the GPS team to setup the logics in internal application as per clientrequirement.
• Automate the securities to eliminate the manual intervention.
• Quarterly Securities review to make sure all the securities are in line with the PSA (price sourceagreement).
• Identify processimprovement areas, consistently refining and streamlining the Front-to-Back process.
• Performing auto and manual validation of prices using client approvedsources (PSA) to find the scope for automation.
• Initiate periodic process review (SOP) exercises.

Roles/Responsibility at SYNTEL PVT. LTD.: (Senior Analyst - MAR 2015 – OCT 2019) Book and Pricing

• Acted as a box manager for all DST clients.
• Responsible for freezingthe books as per the valuation point.
• Releasing the prices to create book decisions.
• Running Preliminary report to receive currentvaluation point movementsand cash value of subscription and redemption.
• Creating manualbook decisions as well as input manualprice for new launched fund.
• Hand on experience of FAST, AWD, FSU, Accudelta and ADR system.

BBA in Finance Specialization. Now Appearing for  Financial Risk Manager ( level 1) for November exam.