Compliance Officer - Mumbai, India - BondsIndia

BondsIndia
BondsIndia
Verified Company
Mumbai, India

1 week ago

Deepika Kaur

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Deepika Kaur

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Description

About the company:


Launchpad Fintech Private Limited, having brand name Bondsindia, is a technology-based startup to provide solutions in the wealth management space using technology as a medium.

We are engaged in the business of providing financial services and IT Solutions. We are registered as stockbroker in New Debt Segment of BSE Limited.

Essentially, we act under the fintech domain to serve our clients for their wealth management and advisory needs, more specifically towards the fixed income asset class.


Key Responsibilities:


  • Managing entire secretarial activities for the Company and its group Companies.
  • Conducting Board Meetings, Committee Meetings, General Meetings, and their ROC filings and preparation and circulation of notice, agenda, minutes, and circular resolutions
  • Filing of various Forms with the Ministry of Corporate Affairs.
  • Managing stock exchangerelated compliance activities and Audits for the Debt Segment Company.
  • Replying to Queries received from SEBI and Stock Exchanges.
  • Handling queries from other internal stakeholders like Finance and Treasury, Customer Care, Admin, Business / Product, etc for various clarifications and other requirements.
  • To update Company Management with the latest Notice Circulars and amendments and take necessary action on the same as and when required.
  • Draft and Vet agreements as and when required.

Qualifications:


  • CS Professional, LLB & Compliance
  • 56 years of experience as a Compliance Officer / Company Secretary, with a Stock Broking, or Financial Industry or Similar
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