Client Onboarding and Regulatory Services - Mumbai, Maharashtra, India - Morgan Stanley

Morgan Stanley
Morgan Stanley
Verified Company
Mumbai, Maharashtra, India

1 week ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description
Client Onboarding and Regulatory Services - CORS (Operations)


Job Number:
3246935


POSTING DATE:
Feb 13, 2024


PRIMARY LOCATION:
Non-Japan Asia-India-Maharashtra-Mumbai (MSA)


EDUCATION LEVEL:
Bachelor's Degree


JOB:
Other


EMPLOYMENT TYPE:
Full Time


JOB LEVEL:
Associate


DESCRIPTION
> The Refresh Process Specialists are expected to stay current with all regulatory changes and requirements around client KYC, Suitability and Documentation.

> Able to escalate appropriately any risks identified during the documentation review process.

> Partnering with the client facing teams to collect required documents and associated information to meet all regulatory and internal polices

> Manage and facilitate client due diligence, including coordinating the participation of MS stakeholders who have KYC responsibilities

> Serve as point of contact for KYC and reporting issues for designated clients

> Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues.

> Act as an escalation point for client issues - troubleshoot cases and collaborate on solutions.

> Review cases before handover to Non Market Risk for assessment

> Represent the team at Working Groups and Steering Committee meetings, providing progress updates.


QUALIFICATIONS

  • For Periodic review roles previous experience working in an AML/KYC role, required
> Strong written and oral communication skills, able to influence internal and external stakeholders, attention to detail
> Strong analytical, prioritization and organizational skills
> Strong risk and controls awareness
> Capacity to think laterally and convey an understanding of the big picture
> Maintains a sense of urgency and ability to prioritize/multi-task
> Strong client focus and ability to partner with various internal groups and client coverage
> Ability to successfully navigate a complex infrastructure that involves numerous groups and individuals
> Consultative in approach, understanding and anticipating business partner needs and proactively delivering solutions
> Ability to work under pressure and to fixed deadlines
- "Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents."
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