Compliance Officer-NBFC - Mumbai City

We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification assessment and mitigation of risks and ensure full compliance with applicable laws regulations and internal policies relevant to an NBFC operating in the fintech space · We are look ...

We are seeking a highly skilled Compliance Officer to lead risk identification and mitigation in an NBFC operating in fintech space. · Key Responsibilities include Risk Management, Compliance Management, and Policy & Governance. ...

We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification assessment and mitigation of risks and to ensurelead the identification assessment and mitigation of risks · ...

Ensuring compliance with RBI regulations and managing secretarial activities. · Responsibilities include submission of returns to RBI, finalization of policies, coordination with business functions, and monitoring loan books. ...

We are hiring for a large reputed micro LAP NBFC. · This is a full-time role for Chief Compliance Officer-NBFC based in Mumbai.The Chief Compliance Officer will ensure adherence to regulatory compliance requirements. · Proven expertise in Compliance Management and Regulatory Comp ...

The Company Secretary and Compliance Officer will be responsible for · handling and ensuring updated regulatory compliance status, for NBFC from RBI perspective. · Maintenance of Minute books & Meeting records · Research & Review provisions applicable for the business activities ...

+ Draft, review, vet, and negotiate legal documentation with lenders · + Manage and coordinate with external legal counsels/law firms for specialized legal opinions, · + Liaise with banks, financial institutions, and relevant authorities for funding arrangements, · , · Job Overvi ...

We are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. · This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, · while also supporting corporate secretaria ...

We are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. · This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, · while also supporting corporate secretaria ...

A compliance manager with experience in the financial services industry preferably NBFC is required. The candidate should be from RBI regulatory compliance background and have experience in performing control testing for Anti-Bribery & Anti-Corruption policies and coming up with ...

This is a full-time role for a Deputy Chief Financial Officer (NBFC) based in Mumbai. The Deputy CFO will oversee financial planning and manage financial reporting.CA with 15-20 yrs experience in Accounts/Finance/Treasury/FPA function · Currently at senior level position in a mid ...

This is a full-time role for Deputy Chief Financial Officer (NBFC) based in Mumbai. · ...

We are looking for a Compliance professional to support the compliance function and ensure adherence to statutory and regulatory requirements applicable to an NBFC. · ...

The Compliance Officer shall ensure that the Stock Broking Firm complies with all applicable provisions of the SEBI Act. · ...

We are seeking a highly experienced Chief Compliance Officer (CCO) to lead regulatory governance and ensure complete compliance across operations in the NBFC / Housing Finance ecosystem. · ...

We are seeking a highly skilled and detail-oriented · Compliance Officer · to lead the identification, assessment, · and mitigation of risks, ...

A Compliance Officer ensures an organization adheres to legal standards, internal policies, and regulatory requirements, · minimizing risk and legal exposure.Regulatory Compliance & Monitoring: Tracking, interpreting, and implementing changes in laws, · Vendor Compliance: Conduct ...

We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification, assessment, · and mitigation of risks, · and to ensure full compliance with applicable laws, · regulations, · and internal policies relevant to an NBFC operating in the fintech spac ...

+ We are seeking a highly skilled Compliance Officer to lead risk assessment mitigation in an NBFC operating in fintech space. · +Develop enterprise risk management framework. · Identify monitor report operational credit market strategic risks. · Implement policies procedures. · ...

+The job entails ensuring regulatory compliance and governance within the Loan Against Securities (LAS) framework. The ideal candidate will have expertise in RBI Master Directions for NBFCs, LAS-related regulatory norms, and SEBI/NSDL/CDSL depository operations. · +Regulatory Com ...