Auditor - Leading Financial Services - Noida, India - Riverforest Connections

Riverforest Connections
Riverforest Connections
Verified Company
Noida, India

1 month ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description
Opportunity from a leading financial services for an Auditor at Noida Sector 4.


Location
Sector 4, Noida, Uttar Pradesh, India


Roles & Responsibilities

KEY RESPONSIBILITIES

At Grade E1 -

  • The Auditor assists other Auditors in carrying out Audits of branches/ units and/or departments and does not have individual responsibility for carrying out Audits independently.

At Grade E2 -

  • Carrying out Audit in various areas/activities of branches under the supervision of Senior Auditor.
  • Carrying our Audits of small units (e.g. LAGJ, BoE) under the supervision of Senior Auditor.
  • Assisting in carrying out Audits of Departments with Centralized / Regional operations.
  • Identifying Audit exceptions in the areas under review.
  • Appropriate recording of exceptions in the audit report.
  • Discussion of his/her audit findings with the auditee.
E- Carrying out audits of mid-size branches / units independently.

  • Sampling of data extracted from core system (as part of preaudit preparation) to cullout exception.
  • Carrying out audit as per audit checklist / standard audit procedures.
  • Collating the audit report (including audit review carried out by Junior Auditors)
  • Carrying out discussion with the auditee (BM/Unit incharge) of the audit observations/findings.
  • Submitting a complete report to Reviewer for review (including preparation of executive summary).
  • Audit response review and closure.
  • Audit database updation.
E- Carrying out audits of large branches /units independently.

  • Carrying out audits of departments having regional operations across multipleb business functions.
  • Keep himself/herself updated on Regulatory guidelines in the area of audit.
  • Sampling of data extracted from core system (as part of preAudit preparation) to cullout exception.
  • Ensuring complete coverage of scope of review.
  • Carrying out audit as per audit checklist / Standard Audit Procedures.
  • Collation and finalization of draft audit report (including preparation of executive summary).
  • Discussion of audit report with the auditee (BM/CH / Unit Head and /or other functionaries of the departments).
  • Assigning of risks to audit observations and arriving at an indicative audit rating (for cases where the overall findings do not indicate serious or critical lapses/reports which are not downgraded).
  • Submitting a complete report to reviewer for review.
  • To carry out spot audits.
  • Review of User Acceptance Test and submit the findings and recommendation to his/her supervisor.
  • Recommend for change in processes (as and when warranted and identified during his/her course of Audit review).
  • Audit response review and closure.
  • Audit database updation.

Education/Qualification
CA, MBA


Desirable Skills
"Audit", "Auditor", "Auditing", "Pre-Audit Preparation", "Audit Reports", "Review", "UAT Review", "Audit Database"


Years Of Experience
4 to 10 Years
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