Risk mid Office mutual Funds - Mumbai, Maharashtra, India - Arin Consultancy

Arin Consultancy
Arin Consultancy
Verified Company
Mumbai, Maharashtra, India

2 weeks ago

Deepika Kaur

Posted by:

Deepika Kaur

beBee Recuiter
Description
Compliance Mumbai _Mumbai Western Suburbs_ March 20, March 21, 2025 Mutual Fund


Job Overview:

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Office Location (Area) Mumbai
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Required Education CS/ LLB / CA/ MBA
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Course Type Full Time
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Min Required Experience (Years) 6
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Max Required Experience (Years) 8


Roles and Responsibilities:


  • Undertake a daily review of trades executed for MF schemes, AIF schemes and PMS client
portfolios, which may include trades executed across varied asset classes.

  • Reconcile and validate trades capture and day trading activity in timely and accurate
manner.

  • Maintain and compute limits available as per investment mandates and communicate the
same to respective Fund Managers.

  • Resolving queries/discrepancies arising out of alerts for monitoring of regulatory, SID and
internal investment limits.

  • Creation and testing of scheme rules/scheme master in the Front office/Order
management system.

  • Conduct reviews for broker empanelment, call recordings of Investment Teams, identify
instances of deviation and seek justification from Fund Managers.

  • Investment Universe tracking with research papers, addition of new credits tracking with
credit notes, documentation of the same.

  • Support periodic management reporting including regulatory reports to SEBI/AMFI, Board
reporting (as required), adhoc data requests, liaising with various auditors.

  • Set up strong processes and adhere to manuals and policies in order to monitor and control
all investment risk areas.

  • Coordinate with internal and external departments on various aspects pertaining to day
to day functioning.
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