Client Onboarding and Regulatory Services - Bengaluru, Karnataka, India - Morgan Stanley

Morgan Stanley

Verified Company

Bengaluru, Karnataka, India

1 week ago

Posted by:

Deepika Kaur

beBee Recuiter

Description

Client Onboarding and Regulatory Services - Associate (operations)

Job Number:
3248396

POSTING DATE:
Mar 14, 2024

PRIMARY LOCATION:
Non-Japan Asia-India-Karnataka-Bengaluru

EDUCATION LEVEL:
Bachelor's Degree

JOB:
Other

EMPLOYMENT TYPE:
Full Time

JOB LEVEL:
Associate

DESCRIPTION

The Refresh Process Specialists are expected to stay current with all regulatory changes and requirements around client KYC, Suitability and Documentation.
Able to escalate appropriately any risks identified during the documentation review process.
Partnering with the client facing teams to collect required documents and associated information to meet all regulatory and internal polices
Manage and facilitate client due diligence, including coordinating the participation of MS stakeholders who have KYC responsibilities
Serve as point of contact for KYC and reporting issues for designated clients
Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML riskrelated issues.
Act as an escalation point for client issues troubleshoot cases and collaborate on solutions.
Review cases before handover to Non Market Risk for assessment
Represent the team at Working Groups and Steering Committee meetings, providing progress updates.

QUALIFICATIONS

For Periodic review roles previous experience working in an AML/KYC role, required
Strong written and oral communication skills, able to influence internal and external stakeholders, attention to detail
Strong analytical, prioritization and organizational skills
Strong risk and controls awareness
Capacity to think laterally and convey an understanding of the big picture
Maintains a sense of urgency and ability to prioritize/multitask
Strong client focus and ability to partner with various internal groups and client coverage
Ability to successfully navigate a complex infrastructure that involves numerous groups and individuals
Consultative in approach, understanding and anticipating business partner needs and proactively delivering solutions
Ability to work under pressure and to fixed deadlines

"Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents."